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Showing 1411 - 1420 of 2955 results for "August 2014"

ASIC bans company director

JAMIE WILLIAMSON  |  FRIDAY, 21 APR 2017
A former director of a Melbourne-based investment banking securities dealer and asset management firm was banned from providing financial services by ASIC. Bingxing Hu was banned for five years after an ASIC investigation found he knowingly engaged ...

Think carefully before internalising investment: PwC

EMMA RAPAPORT  |  THURSDAY, 20 APR 2017
Industry consultant PwC is reaffirming the view that superannuation funds should think carefully before internalising investment management. In its latest paper, Internal Investment Management - Yes or No?, PwC notes while there may be many good reasons ...

Investment manager introduces director

JAMIE WILLIAMSON  |  TUESDAY, 18 APR 2017
A Surfers Paradise-based diversified investment firm welcomed a new director to its board. Charter Pacific has appointed Steven Cole to its board, following the retirement of Peter Bradfield. Cole is the company secretary of Charter Pacific, contributing ...

Australian Unity property trust suspends units

ALEX BURKE  |  WEDNESDAY, 12 APR 2017
Australian Unity's Healthcare Property Trust has suspended wholesale and Class A units and will not accept new investor applications until further notice. The trust, which was established in 1999, invests in healthcare property assets, including hospitals ...

Advisers to be judged by peers

JAMIE WILLIAMSON  |  WEDNESDAY, 12 APR 2017
Whether or not individuals in financial services should be banned for misconduct may be decided by their peers, with ASIC calling on the industry to consult on the establishment of a new panel. The proposed Financial Services Panel would provide the ...

AZ NGA firm procures consultant

JAMIE WILLIAMSON  |  MONDAY, 10 APR 2017
AZ Next Generation Advisory subsidiary Wise Planners acquired the corporate superannuation consulting business of a North Sydney-based financial advisory firm. The purchase of Northbridge Financial Consulting from Northbridge Financial Solutions brings ...

Wingate strengthens team

EMMA RAPAPORT  |  THURSDAY, 6 APR 2017
Global equities manager, Wingate Asset Management, is strengthening its team with the addition of two distribution professionals. Jeannie Bredberg joins as the national head of business development and Duncan Knight joins as the national head of key ...

Adviser ban upheld by tribunal

KARREN VERGARA  |  TUESDAY, 4 APR 2017
The Administrative Appeals Tribunal (AAT) affirmed the corporate regulator's decision to ban a former client adviser for five years. An ASIC investigation found Ryan Batros placed 'execution only' orders on the ASX that he received from clients to sell ...

TCorp appoints ex-Willis Towers Watson executive

JAMIE WILLIAMSON  |  WEDNESDAY, 29 MAR 2017
The overhaul of TCorp's investment team continues with the appointment of a new head of international equities from Willis Towers Watson. Ben Griffiths, formerly co-head of Australian equities research at the asset consultant, joins TCorp after almost ...

Confident with a capital C

BENJAMIN ONG  |  WEDNESDAY, 29 MAR 2017
Ole! Ole! Ole! Ole! US consumers must be partying like it's the year 2000 for they have not been this optimistic since December of that year. The Conference Board's consumer confidence index surged to a reading of 125.6 in March from 116.1 in the previous ...