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Showing 121 - 130 of 3288 results for "Smith"

ASIC accepts EU firm from advice firm

CASSANDRA BALDINI  |  TUESDAY, 15 NOV 2022
... accepted a court enforceable undertaking from financial advice firm Lasarith and its sole director and responsible manager Adam Smith. Lasarith, trading as Succession Matters, will cease operating its financial services business under its AFSL and commence ...

New APRA chair named

JAMIE WILLIAMSON  |  FRIDAY, 28 OCT 2022
... that Australia has a strong and resilient financial system," under his leadership. Meanwhile, executive directors Suzanne Smith and Therese McCarthy Hockey will be appointed as new APRA members. In addition to her new role, Cole will continue to oversee ...

Australian Unity gives funds management business a makeover

CHLOE WALKER  |  THURSDAY, 13 OCT 2022
... position to deliver wellbeing outcomes for members, investors, and our broader society." Meanwhile, chief executive Esther Kerr-Smith said the changes directly align with the group's vision. "I also acknowledge and thank Mark Pratt for his dedication ...

APRA flags concerns over fund sustainability

ANDREW MCKEAN  |  WEDNESDAY, 12 OCT 2022
... lower fees; members are better off as a result of that consolidation." APRA executive director of superannuation Suzanne Smith elaborated: "Of the 13 funds that failed the first performance test, at least 10 of those now have either exited or nearly ...

Martin Currie promotes analysts

CASSANDRA BALDINI  |  WEDNESDAY, 31 AUG 2022
... joining Martin Currie, Davison worked at Merrill Lynch for nine years as lead banking analyst. He has also worked at Citigroup Smith Barney for two years as an equity research analyst in the financials team and at National Australia Bank for three and ...

Barrenjoey joins forces with Kiwi broker

CHLOE WALKER  |  WEDNESDAY, 3 AUG 2022
... Their complementary values and staff ownership strongly aligns with our own." Forsyth Barr managing director Neil Paviour-Smith said: "Our senior teams have built strong working relationships, and we're excited to be formalising these relationships through ...

Ken Henry resigns from ASX board

CASSANDRA BALDINI  |  WEDNESDAY, 29 JUN 2022
The ASX board has announced the departure of non-executive director Ken Henry, appointing Heather Smith in the role. Henry announced his retirement, stating he will not seek re-election when his term expires at the 2022 annual general meeting. He has ...

Super trustees face rough seas ahead: Byres

ANDREW MCKEAN  |  FRIDAY, 24 JUN 2022
... expect APRA to throw strugglers a life buoy. Also speaking at the event, APRA executive director of superannuation Suzanne Smith said another key area for APRA concerns investment governance. Smith said as global economic conditions become more uncertain ...

TWUSUPER awards bond mandate

JAMIE WILLIAMSON  |  TUESDAY, 21 JUN 2022
... grade bonds and focused on income, diversification, and volatility management. TWUSUPER chief investment officer Edward Smith said the fund is refreshing its investment strategy and working to manage costs and tracking error while enhancing returns. ...

Ord Minnett announces Perth office launch

CASSANDRA BALDINI  |  FRIDAY, 17 JUN 2022
... have employed some great people given the potential for growth we see in the state," he said. Ord Minnett chair Warwick Smith said he had extensive business interest in the state. "Being chair of the advisory board of Australian capital equity, with ...