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Showing 1381 - 1390 of 4171 results for "Action"

Index manager, friend charged for insider trading

KANIKA SOOD  |  TUESDAY, 22 SEP 2020
... antifraud provisions of the federal securities laws and seeks permanent injunctions and civil monetary penalties. In a parallel action, the US Attorney's Office for the Eastern District of New York announced criminal charges against Yang. "Financial ...

ASIC provides relief to Victorian advisers

ALLY SELBY  |  TUESDAY, 22 SEP 2020
The corporate watchdog has shifted to a no-action position on fee disclosure statements and renewal notice obligations for financial advice businesses in Victoria. The no-action applies to AFS licensees and representatives where their business is solely ...

Contango approves new WCM strategy

ALLY SELBY  |  MONDAY, 21 SEP 2020
... holding at or near NTA. "We believe that offering all shareholders a liquidity option is the only acceptable course of action when the company persistently trades at a substantial discount to its stated net asset value," Prescott said. CIE has approximately ...

CSIRO contractor in crypto scam

ELIZABETH MCARTHUR  |  MONDAY, 21 SEP 2020
A CSIRO contractor has been sentenced over fraudulent behaviour after he used the organisation's servers and supercomputers to carry out cryptocurrency mining. He was caught out after the CSIRO noticed serious impairment of its computing infrastructure ...

MSCI launches UN SDG alignment tool

KARREN VERGARA  |  FRIDAY, 18 SEP 2020
... (decent work and economic growth). Goals seven (clean energy), 12 (sustainable consumption and production) and 13 (climate action) had the highest percentage of companies (8%-9%) that are misaligned with the SDGs, mainly because they still rely on fossil ...

Female ASX 200 chiefs fall

ALLY SELBY  |  THURSDAY, 17 SEP 2020
The number of female chief executives in the ASX 200 has fallen over the last two years to just 10, with a not-for-profit organisation urging that "we can, and must, do better". The Chief Executive Women ASX 200 Senior Executive Census is now in its ...

State Street cops $1.25m fine from AUSTRAC

KANIKA SOOD  |  WEDNESDAY, 16 SEP 2020
... committed before 1 July 2020, taking its total bill to about $1.25 million. AUSTRAC has five main tools for enforcement action: getting civil penalty orders from the Federal Court, referring to the public prosecutor for possible criminal prosecution ...

Global equities manager hires GM

KARREN VERGARA  |  WEDNESDAY, 16 SEP 2020
A boutique fund manager has hired a former Bank of America executive to help expand its global equities offering. Rhys Cahill joins Talaria Capital on November 16 as general manager of business after spending more than 15 years at Bank of America Merrill ...

Corporates have a critical role in social, environmental outcomes

ALLY SELBY  |  WEDNESDAY, 16 SEP 2020
... environmental considerations need to be paramount in their decision making. "Not only are investors demanding more positive action, there is a sense from many companies now that they should deploy their capital in a manner that helps meet the challenges ...

Rest climate change case pushes ahead

ELIZABETH MCARTHUR  |  WEDNESDAY, 16 SEP 2020
... Barnden has two other cases related to climate change on foot. O'Donnell v Commonwealth and Ors is a potential class action with lead claimant Katta O'Donnell, who owns Australian government bonds. O'Donnell is seeking to hold the Australian ...