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| | | The funds management industry has demonstrated broad commitment to its legal obligations but is still falling short in a number of areas. In a report issued yesterday, ASIC found that responsible entities operating managed funds on behalf of retail ... |
| | | | ... right up to best practice standards. "Our role is to take full responsibility for ensuring the fund is operating within the legal framework and that its governing constitution is flexible as it needs to be as well as providing certainty for investors ... |
| | | | ... for, Vocus shareholders." Vocus has appointed Credit Suisse and Goldman Sachs as its financial advisers, and Allens as its legal advisor. This news follows KKR's acquisition of a majority stake in international advice network Focus Financial in April ... |
| | | | ... local currency). The exact same thing the European Central Bank and the Bank of Japan are trying to engineer with their own legal tenders but sans the "unconventional monetary policies" they are currently implementing. A trip down memory lane shows how ... |
| | | | ... statement read. The company also announced the appointment of a general counsel, Angus Finney. Finney is an experienced legal, compliance and risk management executive with over 20 years' experience in financial services. Finney has previously held roles ... |
| | | | ... investors in the fund - and the majority of ASIC's costs. Overseeing the proceedings, Justice Douglas endorsed ASIC's view that legal requirements were flagrantly ignored, saying the penalties should reflect the complete disregard which the defendants ... |
| | | | ... added that in terminating Ohanessian, the company incurred costs totalling $972,000. These costs included corporate and legal advisers, public relations, registry, investor engagement, government support services and interim chief executive placement. ... |
| | | | ... Region), Link Group Ruwanie Dias - Acting Chief Investment Officer, Commonwealth Bank Group Super Ciara Gaffney - Senior Legal Counsel, First State Super Jodie Tapscott - Senior Manager Corporate Responsibility, Colonial First State Also speaking at ... |
| | | | SIV Asset Management is currently investigating legal options with regards to a $324,000 bill received from a former subsidiary. Aurora Funds Management, which was sold by SIV in early 2015 and later bought by Keybridge Capital - who then sold it just ... |
| | | | ... built and operates a new model for retail banking in emerging markets. He also comes with more than 23 years' experience in legal, financial and professional services, including as co-founder and chief executive of the TYME technology company which the ... |
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