Newspaper icon
The latest issue of Financial Standard now available as an e-newspaper
READ NOW

Search Results

Showing 1361 - 1370 of 1911 results for "Disclosure"

Research houses in regulatory spotlight

CLAIRE MCGREAL  |  WEDNESDAY, 16 NOV 2011
... years, where they would relay their methodology and processes, internal conflicts management procedures, conflicts disclosure to users, and how they manage research quality and transparency. When conducting their research ASIC met with a select group ...

Constructing a fund governance roadmap

CLAIRE MCGREAL  |  THURSDAY, 10 NOV 2011
... positions, and we need to be actively thinking about that as we set our way forward." Press also said that transparency and disclosure were vital as funds had an obligation to members. "As a minimum we should be looking at the ASX good practice guides ...

Transparent social investment forum launched

ELISE BURGESS  |  MONDAY, 7 NOV 2011
... accountability in the industry," Lachlan Heussler, co-founder and business development manager, told Financial Standard. "Full disclosure means vested interests will be avoided that way." There are a number of social sites already operating in this space ...

Perpetual updates performance, remuneration

ELISE BURGESS  |  FRIDAY, 4 NOV 2011
... needed to improve but said it was on the right track with talk of new products in the next financial year, as well as disclosure of the firm executive remuneration policy. In a year that saw the group hire a new chief executive, restructure its private ...

Industry panel turns up FOFA heat

RACHEL DAVIS  |  MONDAY, 24 OCT 2011
... financial advice reforms, the regulatory separation of superannuation from the rest of the wealth management industry and disclosure among industry funds. Bernie Ripoll MP kicked off the discussion by reiterating his belief that the future of financial ...

iShares calls for ETF disclosure

MATT WOODINGTON  |  MONDAY, 17 OCT 2011
More transparency and disclosure is needed from exchange traded funds providers, according to iShares, which has released a paper calling for global regulatory standards. iShares, a subsidiary of BlackRock, believes that a global standard classification ...

CHOICE, ISN hit back at associations aspersions

ELISE BURGESS  |  MONDAY, 17 OCT 2011
... financial planning association remarks about the parliamentary FOFA Bill on Friday and said they were aware of the disclosure provision and should instead move on as the rest of the industry already has. The Association of Financial Advisers (AFA) said ...

FOFA reaches parliament with undisclosed feature

ELISE BURGESS  |  FRIDAY, 14 OCT 2011
... introduced the Future of Financial Advice Bill (the FOFA Bill) with the addition of a new feature of a retrospective disclosure statement, which will require fee disclosure statements for all existing clients. The Association of Financial Advisers (AFA) ...

APRA lays plans to improve super governance

MATT WOODINGTON  |  THURSDAY, 29 SEP 2011
... Superannuation Funds of Australia (ASFA) said it supports APRA's discussion paper and called for more consultation around disclosure. "Current disclosure requirements can make it difficult for trustees to provide simple, open disclosure - it is time ...

ISN submission targets advice requirement

ELISE BURGESS  |  TUESDAY, 20 SEP 2011
... that the best interests obligations apply to existing clients who are paying ongoing commissions and fees. "The annual disclosure requirement for advice fees must apply to all clients, existing and new, and must require disclosure of all payments. It ...