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Showing 1231 - 1240 of 1371 results for "Corporations"

Asgard gives investors 15 more funds to choose from

... funds to our investment menus increases the choice available for all the financial planners, accounting practices and corporations who turn to ASGARD and eWRAP for their clients' investment solutions." He adds, "Our platform packages combine a great ...

Unregistered investment scheme shut down

... companies were set up to promote the scheme and ASIC believes these organisations along with Peat may have breached the Corporations Act as the investment plan was not registered and no disclosure documents were ever provided to the scheme's contributors. ...

ASIC acts against wealth management promoter

... will also seek declarations from the Federal Court that both McIntyre and 21st Century Academy have contravened the Corporations Act 2001.

Primelife's settlement with ASIC comes at a high price

... regulator sought action against Primelife and other defendant concerning unregistered schemes as required under the Corporations Act 2001, which meant investors were not properly informed of their investment decisions nor was information property disclosed ...

ASIC's 'Super Switching' campaign catches Tasmanian adviser

... Financial Services Partners failed to give a statement of advice to four clients within the time frame required under the Corporations Act 2001. This action occurred during the period September 2004 to October 2004. Moore has been charged with four counts ...

Eight year gaol sentence for former financial adviser

... conduct in relation to a financial product or service, while carrying on a financial services business, under the Corporations Act 2001. Between March 1995 and March 2001 Higgins was a director of Macquarie Towns Financial Services and a licensed financial ...

Bradley chairs HSBC Group

... May 2003. Since then he has held a number of board positions including directorships at MBF Australia, Stockland Corporations and Singapore Telecommunications. He is also chairman of Film Finance Corporation. Bradley replaces former HSBC chairman David ...

Queensland government criticised over moves to stop choice

AAP  |  THURSDAY, 17 MAR 2005
... given to all those on federal awards on July 1. Federal Assistant Treasurer Mal Brough has threatened, through the corporations law, to override legislation in those states refusing to give the same right to employees on state awards. About 70 per cent ...

ASIC and APRA move to streamline intra-fund transfers

... members prior to the intra-fund transfer. This includes notice to be given to transferred members under s1017B of the Corporations Act 2001 and a product disclosure statement for the new product they will acquire at least 30 days before the intra-fund ...

NAB promotes from within for corporate advisory role

... MLC banner. His responsibilities will cover working alongside the bank's Corporate Banking division in assisting corporations deal with corporate superannuation outsourcing, implemented investment consulting and employee benefits programs. Corporate ...