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Showing 1191 - 1200 of 1371 results for "Corporations"

Legacy product solution on its way

KATE HAGE  |  MONDAY, 7 AUG 2006
... according to a Treasury delegate, who addressed attendees at the IFSA annual conference last Friday. Manager for the Corporations and Financial Services division of Treasury, David Lowe, said one of the major issues to be resolved is around exit fees ...

ASIC fends off non-complying share offer

... subsidiary, Fendwave, which provided unsolicited offers to prospective investors using documents that contravened the Corporations Act. ASIC has investigated Fendwave about the unsolicited offers to shareholders to purchase securities in its subsidiary ...

Private equity cash cow keeps growing

KATE HAGE  |  FRIDAY, 4 AUG 2006
... the sheer availability of debt together with the recent scrapping of the high capital gains tax regime on offshore corporations. "Cash is everywhere at the moment. Three and a half times the cash rate was good three years ago - today you will get six ...

Accountants to investigate investment scheme

HAMISH MADDEN  |  MONDAY, 31 JUL 2006
... liabilities and any third party claims, any suspicions that members of Intertax or their officers have breached the Corporations Act or the Australian Securities and Investment Commission Act, the keeping of proper books, the identities and nature of ...

CFS GAM in Chinese JV

KATE HAGE  |  FRIDAY, 21 JUL 2006
... retail market. "This venture will undoubtedly benefit from Cinda's existing relationships with large institutions and corporations, as well as its strong connection with the financial services industry across China," said Negus. The joint venture will ...

Another Elm associate banned by ASIC

HAMISH MADDEN  |  TUESDAY, 11 JUL 2006
... $40,000 in November 2003 for which he failed to provide a Statement of Advice. ASIC found that Flegg breached the Corporations Act in failing to make independent inquiries into the nature of the investment and to ensure that his advice was appropritate ...

ASIC bans two for their part in failed businesses

HAMISH MADDEN  |  FRIDAY, 30 JUN 2006
... more than $730,000, delivering less than 50 cents in the dollar to creditors. ASIC held that Graham had breached the Corporations Act by failing to maintain proper books and records and failing to exercise her powers and duties as director of the two ...

Two directors cop ASIC bans

HAMISH MADDEN  |  MONDAY, 19 JUN 2006
... (formerly known as Investors Choice), Vitalskill Management and Infocus Management Australia, citing breaches of the Corporations Act 2001. The court found that the three companies had breached the act by operating a managed investment scheme without ...

Directors banned over unregistered schemes

... investors the schemes were operating illegally. The Court also found that Dr Acker and Polanski had breached the Corporations Act in running unregistered managed investments schemes, conducting business without an AFS license and offering securities ...

ASIC charges four over margin lending scam

HAMISH MADDEN  |  WEDNESDAY, 7 JUN 2006
... through Macquarie Bank were fabricated or entered without the investor's knowledge. Doja has been charged under the Corporations Act with unlawfully providing a financial service and inducing people to deal in securities, as well as six counts of obtaining ...