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| | | The Federal Government has released draft regulations from the Corporations and Financial Services Regulation Review showcasing a simplified corporate and financial services regulatory system, potentially resulting in abbreviated product disclosure ... |
| | | | ... must be disclosed, said Financial Planning Association (FPA) chief executive officer Jo-Anne Bloch. "Firstly, the Corporations Act already requires financial planners to give advice which is appropriate to clients' needs. Second, financial planners have ... |
| | | | ... policy. "Particularly overseas organisations. They're far more [environmentally] aware than we are, especially large corporations because they have their own SRI policies," said Churchill. LGSS plans to invest at least $200 million in the next couple ... |
| | | | ... bring positive impacts, both economic and environmental." FTSE said during 2006 they consulted with more than 100 corporations, fund managers, non-government organisations and private investors to develop their criteria. They also consulted with The ... |
| | | | ... APRA-regulated status." The regulators also said there was a range of reporting duplication depending upon which part of Corporations Law you review. "ASIC and APRA will explore the extent to which reporting requirements can be consolidated for jointly-regulated ... |
| | | | ... the businesses, Mark Hughes of Newcastle, George Angelopoulos and Helen Gougas, both of Melbourne, had breached the Corporations Act in operating an unregistered business, carrying on a financial services business and providing financial services without ... |
| | | | ... providing financial advice unsupervised and signing another adviser's name on statements of advice, breaching the Corporations Act. ASIC's deputy executive director of enforcement, Allen Turton, said incomplete disclosure or information on statements ... |
| | | | ... by SMS Advising Group, SMS Administration Group and its sole director, Barbara Cavanough, in contravention of the Corporations Act. The court also ordered the companies themselves be wound up. In May Cavanough was banned from providing financial advice ... |
| | | | ... Securities and Investments Commission (ASIC) review found that they fall under the financial services licensing and Corporations Law disclosure provisions. However, while the review is expected to force around half of the major clearing houses in the ... |
| | | | ... superannuation clearing houses and electronic payment facilities are ordinarily financial products for the purposes of the Corporations Act because they are facilities through which non-cash payments can be made. "Accordingly, in most cases, ASIC expects ... |
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