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Showing 1251 - 1260 of 1371 results for "Corporations"

Unlicensed company stopped from issuing securities

... caught advertising 'risk free' returns of 10 per cent per annum on loans provided to it. Ameya also contravened the Corporations Act 2001 by publicly offering securities. Ameya's director Deepak Avarsare has agreed to cease making investment offers immediately ...

Over 17 years' gaol for Bo Long investment scheme operators

... prosecuted and sentenced ASIC deputy executive director enforcement said "I'm not sure if it was a combination of the Corporations and the Crimes Act and if it was I'm not sure what that combination was."

Market produce company director banned

ASIC has banned Kimball John Andrews from managing corporations for 18 months after their investigation found Market Produce Movers (Market Produce) and Freight 1 Australia (Freight 1), companies where Mr Andrews was a director, failed to pay creditors ...

James Hardie CEO resigns

AAP  |  FRIDAY, 22 OCT 2004
... (ASIC). An inquiry into James Hardie's handling of asbestos compensation found Mr Macdonald appeared to have broken the corporations law by engaging in misleading and deceptive conduct. It also found Mr Macdonald and Mr Shafron had breached the Trade ...

ASIC clarifies breach notification requirements of AFSLs

... breaches, what to include in a breach report and how to inform ASIC of a breach. Holders of an AFSL are required by the Corporations Act 2001 to identify breaches or likely breaches they consider significant and report them in writing to ASIC. Determining ...

ASIC accepts National Australia Bank's enforceable undertaking

... opinions will be submitted to ASIC to allow the regulatory body to monitor National's compliance with its AFSL and the Corporations Act. ASIC Chairman Jeffrey Lucy said "ASIC looks forward to seeing the improvements that this enforceable undertaking ...

ASIC cancels Halifax Partners' Australian financial services licence

... director Mr Jason Foote. Halifax had earlier been subject to an investigation by ASIC regarding contraventions of the Corporations Act 2001. ASIC found the company had failed to comply with reporting requirements to ASIC concerning changes to key personnel ...

ASIC appoints acting WA Regional Commissioner

... Dale-Jones to the role of WA Regional Commissioner after it has consulted with the WA Government, as required under the Corporations Agreement.

Federal Court makes orders in relation to Primelife Investment schemes

... facilities, and to report to the Court, because ASIC is concerned that the schemes are not registered as required under the Corporations Act 2001 (the Act). The matter is scheduled for further directions on 15 December 2004.

ASIC begins investigation into James Hardie

AAP  |  WEDNESDAY, 22 SEP 2004
... by Commissioner David Jackson, found that James Hardie chief executive Peter Macdonald appeared to have broken the corporations law by engaging in misleading and deceptive conduct. "ASIC's investigations follow the agency's close monitoring of the special ...