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Showing 1221 - 1226 of 1226 results for "Licensees"

FPA calls for full disclosure on Risk Products

... the level playing field for other financial products which require disclosure of the quantum of commissions paid to licensees and their representatives," Mr Breakspear said. "This is especially pertinent when both risk and investment products are delivered ...

ASIC releases new licensing guide

... that is being provided to applicants in the marketplace. The guide is designed to simplify the process for prospective licensees, and to ensure they provide the information required to successfully obtain their AFS licences."

FPA welcomes tax law amendment bill

... final major hurdles for our members transitioning under the FSRA. The new CGT roll-over relief legislation will provide licensees and authorised representatives with the ability to transition to the new financial services regime without imposing a CGT ...

InvestorWeb announces Virtual Broker/VisiPlan link-up

... significant cutting down the processing time and error rates of processing contract notes manually." IWL has over 6,000 licensees to its Visi range of products, while 1,300 financial advisers use Virtual Broker for over 58,000 registered clients, it ...

ASIC acts on Permanent compliance breaches

... the respective Permanent boards to report on the steps taken by Permanent to address the breaches. "Ultimately, the licensees are responsible for ensuring any breaches are reported to ASIC in a timely manner, and that effective remedies are pursued. ...

Financial services bodies hail FSRA tax relief roll-over

... would offer better services to consumers. "The announcement is a welcome one because it clears the way for advisers and licensees to come into the FSRA regime, and thereby be subject to the very onerous provisions in this package of consumer-oriented ...