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Showing 101 - 110 of 340 results for "Taylor"

Former NAB adviser permanently banned

HARRISON WORLEY  |  FRIDAY, 8 JUN 2018
... fit and proper person to engage in credit activities. In April, ASIC permanently banned another former NAB adviser, Grant Taylor, for withdrawing almost $2 million of private client funds between 2007 and 2016 for personal and business expenses. Additionally ...

StatePlus awards custody mandate

KANIKA SOOD  |  WEDNESDAY, 30 MAY 2018
... ancillary services and middle office services. State Street Global Services and Global Markets for Australia head Chris Taylor said the StatePlus mandate is a vote of confidence from market leaders in the company's ability to provide solutions to ...

Application fees increase for tax advisers

ALEX BURKE  |  TUESDAY, 8 MAY 2018
... agent services are provided to the public in accordance with appropriate professional and ethical standards." TPB chair Ian Taylor welcomed the additional funding, saying it would ensure the TPB is able to "continue to meet its legislative responsibilities ...

ASIC hits former NAB adviser with permanent ban

ALEX BURKE  |  WEDNESDAY, 18 APR 2018
ASIC permanently banned an adviser who worked for a NAB-aligned licensee for about a decade. Grant Taylor was the principal of TFG Advice Solutions, an authorised representative of NAB-owned GWM Adviser Services, from 2003 to 2013. During that time ...

Global pension fund appoints APAC lead

JAMIE WILLIAMSON  |  TUESDAY, 10 APR 2018
... additional four regional offices since then. Based in Hong Kong, Ontario Teachers' senior managing director international Jo Taylor said he is delighted to have Chan joining the fund. "I am sure that he will make an immediate contribution to our activities ...

Convicted SMSF auditor disqualified

KANIKA SOOD  |  MONDAY, 19 MAR 2018
... pocketing $380,000, the ATO said then. He is the second SMSF auditor to be disqualified this year. Last month, Robert Mark Taylor was disqualified for auditing his own fund and that of a close family member - a move that ASIC said breached auditor in ...

Wearables driving life insurance engagement

KARREN VERGARA  |  FRIDAY, 2 MAR 2018
... customers to understand and manage their own health and be rewarded for doing so," TAL general manager of innovation Dan Taylor said. An ANZ white paper released last year shows new technologies and social trends are redefining approaches to healthy ...

Conflicted SMSF auditor disqualified

JAMIE WILLIAMSON  |  WEDNESDAY, 28 FEB 2018
... self-managed superannuation fund auditor found to be in breach of basic independence rules was disqualified by ASIC. Robert Mark Taylor was disqualified for breaching auditor independence requirements outlined in APES 110 Code of Ethics for Professional ...

Tax adviser registrations swell

JAMIE WILLIAMSON  |  THURSDAY, 22 FEB 2018
... need to, for example, or they did not actually provide tax (financial) advice services," Tax Practitioners Board chair Ian Taylor said. Taylor added the 6400 tax (financial) advisers' still awaiting renewal decisions will remain registered while the ...

L1 Capital prepares for LIC IPO

JAMIE WILLIAMSON  |  TUESDAY, 20 FEB 2018
... Long Short Fund listed investment company. NAB will lead the IPO, while Crestone, Morgans, Morgan Stanley, Ord Minnett, Taylor Collison and Wilsons will serve as co-lead managers alongside the bank. Further, Macquarie, Bell Potter, First NZ, Hunter Capital ...

Editor's Choice

Australian Retirement Trust people chief to depart

ELIZABETH FRY
Australian Retirement Trust has confirmed the departure of chief people officer Helen Jackson, who will leave at the end of the financial year.

SSGA loses $2.4bn in two months

KARREN VERGARA
State Street Global Advisors (SSGA) suffered $2.4 billion in net outflows over the last two months of 2023, the majority of which hit its Australian and international equities products.

AFCA seeks industry feedback on approaches

ELIZA BAVIN
The financial complaints authority is asking the industry for feedback on how it approaches issues and reaches decisions.

Apex, ACA partner to broaden client services

ANDREW MCKEAN
Apex Group and ACA Group have formed a partnership to offer their clients a wider range of services.

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