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Showing 1161 - 1170 of 2510 results for "Legal"

ASIC hires former super executives

KARREN VERGARA  |  MONDAY, 3 SEP 2018
... of Australia. Hughes has been group general counsel for Tabcorp since July 2017. Before this, he was the chief risk and legal officer at UniSuper, a role he held for three years. He's was also the former chief executive of the Financial Markets Authority ...

Custodians oversee heightened domestic equity trades

DARREN SNYDER  |  FRIDAY, 31 AUG 2018
... SPECIAL FEATURE: Breaking the custody mould "Investing offshore brings opportunity, but also the added complexity of multiple legal jurisdictions and tax regimes, the need for support with multi-currency trading, valuation across currencies and implementation ...

Vamos departs Regnan

JAMIE WILLIAMSON  |  WEDNESDAY, 29 AUG 2018
... has also previously been a director, financial services regulation - licensing and business operations at ASIC, head of legal and compliance at Tower Life and an insurance litigator with Phillips Fox.

Advice firm rebrands, confirms independence

JAMIE WILLIAMSON  |  WEDNESDAY, 29 AUG 2018
... advice practice is readying itself for the future of advice, rebranding and restructuring its business model to now meet the legal requirements for independence. Celebrating its 10th anniversary, Hogben Farrell Financial Planning in Kew, Victoria has ...

CFA Australia names first chief executive

KARREN VERGARA  |  TUESDAY, 28 AUG 2018
... the delivery of financial inclusion products and programs to people earning a low income. She also managed the finance, legal, IT, learning and development, quality assurance and core program delivery teams and led the strategic planning process. Carroll ...

Retail super funds in hot water: Royal Commission

KARREN VERGARA  |  MONDAY, 27 AUG 2018
... adequately disclosed; Being aware fees charged for no services existed since 2013 and alternatively July 2015 when internal legal advice raised the issue. Notifying ASIC of such breaches in 24 December 2015 contravened section 912A of the Corporations ...

Super funds cop governance grilling

HARRISON WORLEY  |  TUESDAY, 21 AUG 2018
Governance experts have weighed in on the repercussions for superannuation fund executives and trustees after an unyielding fortnight of appearances at the financial services Royal Commission. Governance Institute of Australia chief executive Steven ...

ANZ grilled over Smart Choice sales

JAMIE WILLIAMSON  |  THURSDAY, 16 AUG 2018
... personal view is that this is a challenging topic. You're trying to give information and you have to do it within a legal framework and the general advice rules are what you're trying to play within to make sure you're not misleading the ...

Praemium revenues inching towards $50m mark

KANIKA SOOD  |  MONDAY, 13 AUG 2018
... had $9 million in cash. The company has no debt. One-off costs In one-off costs, Praemium spent $900,000 in arbitrating a legal claim made against a Hong Kong - based customer for expense and delay arising from project scope expansion and rework. This ...

Former NULIS chair faces Royal Commission

KANIKA SOOD  |  TUESDAY, 7 AUG 2018
... referred to commission while the PSF referred to a general advice fee. "To be honest, I haven't actually considered the legal construct of [the] contribution fee as to whether it is a fee for service or whether it's a commission that is grandfathered. ...