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Showing 1161 - 1170 of 4659 results for "Financial Advisers"

ASIC red tape unit welcomed

ANNABELLE DICKSON  |  WEDNESDAY, 1 SEP 2021
... affordable personal advice and establish the Financial Services and Credit Panel as the single disciplinary body for financial advisers. ASIC also plans to up the ante over poor product governance and design to mitigate the risk of harm to consumers ...

Iress integrates DDO with Xplan

ANNABELLE DICKSON  |  MONDAY, 30 AUG 2021
Iress' design and distribution obligation (DDO) solution will be integrated with Xplan allowing financial advisers who use the software to access Target Market Determinations (TMDs) throughout the entire advice process. Iress' DDO solution has three ...

Lockdowns see uptick in advice seekers

ELIZABETH MCARTHUR  |  MONDAY, 30 AUG 2021
... seeking financial advice. The figures come from The Separation Guide, a service which brings together lawyers, financial advisers, psychologists and more to assist with divorce and separation. It revealed a 55% increase in requests for support to finance ...

Financial adviser levy to drop

JAMIE WILLIAMSON  |  MONDAY, 30 AUG 2021
The federal government has announced the ASIC levy paid by financial advisers will revert back to 2018/19 levels for the next two years, saving the sector at least $46 million. The levy will be restored to $1142 per adviser, as was charged in 2018/19 ...

ASIC outlines corporate plan

ANNABELLE DICKSON  |  THURSDAY, 26 AUG 2021
... affordable personal advice and establish the Financial Services and Credit Panel as the single disciplinary body for financial advisers. For the superannuation industry, ASIC is working on a new project to monitor the implementation of Your Future, Your ...

ClearView offloads advice unit

KARREN VERGARA  |  WEDNESDAY, 25 AUG 2021
... escrowed Centrepoint shares and a cash consideration of $3.2 million. The CFA and Matrix dealer groups had 175 financial advisers operating under their licences at the end of FY21. LaVista had 34 adviser practices with 106 financial advisers using its ...

Consultum chief joins new firm

ELIZABETH MCARTHUR  |  TUESDAY, 24 AUG 2021
The former chief executive of IOOF-aligned Consultum Financial Advisers has found a new role. Joe Botte joined boutique dealer group ASVW Financial Services (ASVWFS) as executive director. "Joe is a very committed and effective executive with an extensive ...

Benefits of advice reforms yet to materialise

KARREN VERGARA  |  TUESDAY, 24 AUG 2021
... Act. The Design and Distribution Obligations (DDO) will take effect in October while all existing registered financial advisers have until 1 January 2022 to pass the FASEA exam (with a nine-month extension granted in some cases). Finally, the Better ...

Three-month relief proposal gains traction

KARREN VERGARA  |  FRIDAY, 20 AUG 2021
The relief that will allow financial advisers to sit the November examination regardless of their last sitting is closer to becoming official. The Financial Advisers Standards and Ethics Authority announced yesterday that the Corporations (Relevant ...

Evergreen launches RI index

ANNABELLE DICKSON  |  WEDNESDAY, 18 AUG 2021
... portfolio metrics. The Evergreen Responsible Investment Grading Index (ERIG Index) is set to be a useful tool for financial advisers to select responsible investment products for their clients. ERIG uses the Responsible Investment Association Australasia's ...