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| | | ... will need to nominate an accountable person responsible for oversight of remediation programs," ASIC said. The financial services industry has shelled out more than $7 billion of remediation to 8.42 million clients. "Effective remediation starts with ... |
| | | | ... representative of The FinancialLink Group at the time, from managing, supervising, or auditing the provision of financial services. In 2019, Phillip Emidio Bruni copped a permanent ban from working in financial services. This article incorrectly stated ... |
| | | | ... and management, regulatory affairs, and corporate sustainability. Before that, Haqqani held senior roles in financial services, including Milliman, Challenger, Financial Services Council, and Equity Trustees. |
| | | | ... Singaporean wealth manager Conduit Group (Conduit) in its Small Companies Fund (SSCF). Conduit, an integrated financial services company that offers securities dealing, wealth and funds management, invested in the SSCF via the discretionary fund, the ... |
| | | | ... brands that Diverger operates. "The combination of these highly complementary businesses will create a leading financial services provider with substantial increases in scale across Count's existing Wealth, Accounting and Services divisions," the ... |
| | | | ... Australia, assistant treasurer, and parliamentary secretary to the Prime Minister. He also previously worked in financial services, including as director of global banking for Deutsche Bank. On making the announcement, Rothery said the firm is pleased ... |
| | | | A new study shows that while most local financial services marketers believe compliance teams get in the way of them getting their job done, those same compliance specialists think marketers are just looking for someone else to blame when marketing ... |
| | | | ... distributions funded by capital raisings. Mandatory adviser registration was a recommendation that stemmed from the Financial Services Royal Commission. |
| | | | ... million paid one year after closing, and up to an additional $18 million subject to growth milestones. Founded by financial services executive Jeri Harman in 2009, Avante was established with the vision of creating a private markets manager that harnesses ... |
| | | | ... advisers. elemnta chief technology officer Adrian Patty said elemnta is designed to connect key elements of the financial services value chain to bring advice, customer experience, and stakeholders closer to each other and customers. "As advisers, we ... |
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