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Showing 1141 - 1150 of 9935 results for "Financial Services"

Licensees shun remediation obligations: ASIC

KARREN VERGARA  |  TUESDAY, 26 SEP 2023
... will need to nominate an accountable person responsible for oversight of remediation programs," ASIC said. The financial services industry has shelled out more than $7 billion of remediation to 8.42 million clients. "Effective remediation starts with ...

NextGen Financial Group forced into liquidation

KARREN VERGARA  |  MONDAY, 25 SEP 2023
... representative of The FinancialLink Group at the time, from managing, supervising, or auditing the provision of financial services. In 2019, Phillip Emidio Bruni copped a permanent ban from working in financial services. This article incorrectly stated ...

Iress Wealth appoints interim chief

ELIZABETH FRY  |  FRIDAY, 22 SEP 2023
... and management, regulatory affairs, and corporate sustainability. Before that, Haqqani held senior roles in financial services, including Milliman, Challenger, Financial Services Council, and Equity Trustees.

Singaporean wealth manager mandates Aussie boutique

CHLOE WALKER  |  FRIDAY, 22 SEP 2023
... Singaporean wealth manager Conduit Group (Conduit) in its Small Companies Fund (SSCF). Conduit, an integrated financial services company that offers securities dealing, wealth and funds management, invested in the SSCF via the discretionary fund, the ...

Count to take over Diverger

KARREN VERGARA  |  FRIDAY, 22 SEP 2023
... brands that Diverger operates. "The combination of these highly complementary businesses will create a leading financial services provider with substantial increases in scale across Count's existing Wealth, Accounting and Services divisions," the ...

Josh Frydenberg takes over as Goldman Sachs chair

CASSANDRA BALDINI  |  THURSDAY, 21 SEP 2023
... Australia, assistant treasurer, and parliamentary secretary to the Prime Minister. He also previously worked in financial services, including as director of global banking for Deutsche Bank. On making the announcement, Rothery said the firm is pleased ...

Financial services marketing is broken: Study

JAMIE WILLIAMSON  |  WEDNESDAY, 20 SEP 2023
A new study shows that while most local financial services marketers believe compliance teams get in the way of them getting their job done, those same compliance specialists think marketers are just looking for someone else to blame when marketing ...

Adviser registration deadline extended again

KARREN VERGARA  |  WEDNESDAY, 20 SEP 2023
... distributions funded by capital raisings. Mandatory adviser registration was a recommendation that stemmed from the Financial Services Royal Commission.

Pacific Current Group buys into fund manager

CHLOE WALKER  |  WEDNESDAY, 20 SEP 2023
... million paid one year after closing, and up to an additional $18 million subject to growth milestones. Founded by financial services executive Jeri Harman in 2009, Avante was established with the vision of creating a private markets manager that harnesses ...

Advice Revolution rebrands to elemnta

KARREN VERGARA  |  WEDNESDAY, 20 SEP 2023
... advisers. elemnta chief technology officer Adrian Patty said elemnta is designed to connect key elements of the financial services value chain to bring advice, customer experience, and stakeholders closer to each other and customers. "As advisers, we ...