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Showing 1111 - 1120 of 2706 results for "NAB"

NAB aiding RG97 compliance

JAMIE WILLIAMSON  |  TUESDAY, 7 FEB 2017
NAB Asset Servicing launched its RG97 Reporting Suite to clients, providing investors and members with heightened transparency on fees and costs. The new product, which is the latest in the Asset Servicing division's range of regulatory products and ...

ASIC targets NAB super after compliance breakdown

ALEX BURKE  |  THURSDAY, 2 FEB 2017
... to review compliance breaches following an ASIC investigation. ASIC initially made enquiries into breach reports lodged by NAB wealth entities in regards to NAB's super trustee, NULIS Nominees. The breaches related to what the regulator described as ...

A bump up in credit

BENJAMIN ONG  |  WEDNESDAY, 1 FEB 2017
NAB's cautious optimism over Australian business conditions (see "Five minutes of sunshine?" report in this section), should be allayed by the Reserve Bank of Australia's private sector credit report. Total private sector credit increased by 0.7% in ...

Five minutes of sunshine?

BENJAMIN ONG  |  WEDNESDAY, 1 FEB 2017
Australian business confidence surges in December but confidence is unmoved. This is the message from the NAB monthly business survey. The business confidence jumped to a reading of 11 in December from 6 in the previous month. The first double-digit ...

NAB makes key advice appointments from AMP

ALEX BURKE  |  FRIDAY, 27 JAN 2017
Two senior hires will join NAB Financial Planning in April. NAB's advice business is welcoming Andrew Gregory as general manager, Victoria/Tasmania and Gary Wood as head of client experience and advice development. Both join NAB from AMP. Gregory was ...

FPA expels cheating member

EMMA RAPAPORT  |  THURSDAY, 19 JAN 2017
The FPA has expelled a NAB-aligned member after he was found to have cheated on his CFP exam. A hearing of the association's Conduct Review Commission (CRC) found senior financial planner Shylesh Sriranjan breached the FPA Code of Professional Practice ...

Former FPA chief joins licensee

JAMIE WILLIAMSON  |  THURSDAY, 19 JAN 2017
... years' experience in the financial services industry. Prior to his role with the FPA, Rantall served as dean of advice at NAB and was also managing director of Godfrey Pembroke from 2002 to 2008. "I am pleased to be joining TFS as independent chairman ...

New CFO for Kinetic Super

JAMIE WILLIAMSON  |  THURSDAY, 19 JAN 2017
... having held roles with a number of high profile organisations. He began his career in accounting roles with State Street, NAB and Mercer before switching to managed investments and superannuation in a role with KPMG. Most recently Pizzichetta was chief ...

NAB appoints research veteran to head retirement arm

ALEX BURKE  |  FRIDAY, 13 JAN 2017
NAB appointed a new head of retirement this month. Brian Long has had an extensive career in investment and retirement research: most recently he was national manager retirement at Colonial First State, where he produced retirement-centric research ...

NAB admits data bungle

JAMIE WILLIAMSON  |  TUESDAY, 10 JAN 2017
In a demonstration of the significant impact human errors can have on data security, NAB admitted to incorrectly forwarding the personal details of 60,000 customers to the owner of various adult websites. First revealed by the bank last month, customers ...