Search Results | Showing 91 - 100 of 1448 results for "STOP" |
| | | ... funds that may not be suitable for their financial objectives, situation or needs, the corporate regulator has placed interim stop orders on both Australian Fiduciaries Limited (AFL) and APS Savings Limited (APS Savings). To date, ASIC has issued 21 ... |
| | | | ... Household Capital chief executive Joshua Funder said the acquisition will enable Household Capital to provide a trusted "one-stop-shop" service for Australian retirees to access their home equity to meet their retirement funding needs. "The acquisition ... |
| | | | The Association of Financial Advisers (AFA) chief executive Phil Anderson said the Code of Ethics for financial advisers was not backed by industry during its 2019 implementation and remains the case now. The Code of Ethics, developed by the now dissolved ... |
| | | | Dodgy target market determinations (TMDs) have seen ASIC place interim stop orders on two Aussie equities funds from Perpetual. Perpetual cannot offer or distribute the Perpetual Pure Microcap Fund or Perpetual Geared Australian Share Fund for the next ... |
| | | | ... distributing two of its property trusts to retail investors because of poor target market determinations (TMDs). The interim stop orders, implemented by ASIC, prohibit MPG from issuing interests in, giving a product disclosure statement for, or providing ... |
| | | | ... credit providers, super fund trustees and or advisers as well as underwriting agencies generate the most complaints. The one-stop-shop for disputes added the highest level of product complaints related to credit cards, home loans, personal transaction ... |
| | | | ... "This reduces the efficacy of performance tests and weakens their ability to improve member outcomes," ISA said. To put a stop to the distortion, ISA's YFYS review submission called for the performance test's methodology to be re-designed so that it ... |
| | | | The corporate regulator has placed interim stop orders on offers from Finnia Income (Finnia) in response to its flimsy target market determinations (TMDs). Finnia, an unlisted company, pursued a $20 million raise under a prospectus through the issue ... |
| | | | The Association of Financial Advisers (AFA) has reported an operating loss of $273,135, an improvement of $94,655 from last year's result, as it gears up for the vote on its proposed merger with the Financial Planning Association of Australia (FPA). ... |
| | | | ... people harbour longevity risk worries. The survey said 28% of respondents don't think they'll have enough super to stop work, and just 18% believe they'll amass enough money to retire "comfortably." For reference, the ASFA Retirement Standard ... |
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