Search Results | Showing 91 - 100 of 114 results for "Jeremy Cooper" |
| | | ... telephone enquiries were handled across the three operations in the last reporting period. ASIC deputy chairman, Jeremy Cooper, said he welcomes the consolidation. "Complaints schemes play a vital role in the broader consumer protection framework for ... |
| | | | ... need for these firms to launch separate reports for the same incident to both regulators. ASIC deputy chairman, Mr Jeremy Cooper said, "This initiative has been about responding to industry to achieve better outcomes for regulated entities. It will not ... |
| | | | Regulation of private equity firms is unlikely to change, Jeremy Cooper, deputy chair of the Australian Securities and Investments Commission, told an industry conference this week. Cooper told the annual conference of the Securities and Derivatives ... |
| | | | ... industry: having adequate arrangements for managing inside information and dealing with conflicts of interest," said Jeremy Cooper, ASIC's deputy chairman. "ASIC is saying that Citigroup fell down on both fronts in relation to its role as adviser to ... |
| | | | ... in the Senate to the minister representing the Treasurer who is responsible for ASIC, whether ASIC deputy chair Jeremy Cooper was aware of such a letter and how many complaints were received? "Did Mr Cooper advise the committee that the purpose of the ... |
| | | | ... will continue to keep a close eye on the promotion of reverse mortgages, and will be particularly vigilant," said Jeremy Cooper, ASIC deputy chairman. Echoing this, Ireland added, "There are many variations of this product offering in the market today. ... |
| | | | ... Citigroup to undertake community service, education and/or to receive a monetary penalty. Deputy chairman of ASIC, Jeremy Cooper, said, "This is a significant case raising two very important issues for the securities industry: having adequate arrangements ... |
| | | | ... made false claims about the product's impact on pension entitlements and protected loans. ASIC deputy chairman, Jeremy Cooper, warned that the event has flagged a concern regarding undisclosed features and misrepresentations within reverse mortgage products. ... |
| | | | ... Financial Services in 1999 and that GE Money had already begun reviewing these sales practices. Deputy chairman of ASIC, Jeremy Cooper, was optimistic when speaking about the outcome. "We commend GE Money's approach in dealing with these issues. GE Money ... |
| | | | ... prospectuses short and clear, without getting bogged down in legal or financial details, says ASIC's acting chairman, Jeremy Cooper. "So far there's been a lot of 'over-disclosure' as a means of limiting liability. That is clearly not the purpose of ... |
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