Search ResultsShowing 91 - 100 of 100+ results for "FPA"
Grandfathered commissions on the outer: Poll
DARREN SNYDER  |  MONDAY, 28 MAY 2018
... said they should remain (34%) and another 5% were unsure. The question followed ASIC and the Financial Planning Association (FPA) making several recommendations to the Royal Commission in second round submissions. Both called for the eliminating the ...
ASIC and FPA submit recommendations to RC
HARRISON WORLEY  |  FRIDAY, 11 MAY 2018
ASIC and the FPA have made several recommendations to the Royal Commission, including eliminating the practice of grandfathered advice commissions. In its second round submission to the Commission, ASIC said it was concerned ongoing advice arrangements ...
Royal Commission sees increased ASIC, APRA funding
ALEX BURKE  |  TUESDAY, 8 MAY 2018
... borrow directly. Earlier today , Financial Planning Association head of policy and government relations Ben Marshan said the FPA has "supportive of the extra funding ASIC received last year. ASIC is moving to a self-funding model from this year we are ...
What the associations want from Budget 2018
KANIKA SOOD  |  TUESDAY, 8 MAY 2018
... speech, here is what Australia's major financial services associations will be hoping for. Financial Planning Association (FPA) In a 45-page pre-budget submission, the association representing 13,000 financial planners sets out 19 recommendations to ...
Industry wants one-stop-shop professional body: Poll
KARREN VERGARA  |  MONDAY, 7 MAY 2018
... in resolving complaints and investigating financial advisers that receive official banning orders from ASIC. High-profile FPA member Sam Henderson faced the Commission after former client Donna McKenna complained to the FPA she received inappropriate ...
Government names AFCA board members
ALEX BURKE  |  WEDNESDAY, 2 MAY 2018
... on the Accounting Professional and Ethical Standards Board and a member of both the ASIC external advisory panel and the FPA's professional standards and conduct committee. Fairley is Equipsuper's independent chair; he also founded specialist ...
Uncertainty abounds future of advice regulation
JAMIE WILLIAMSON  |  TUESDAY, 1 MAY 2018
... existing laws and policies. It also raised concerns around the industry's ability to self-regulate, she said. In referencing the FPA, AFA and ASIC's evidence, Orr questioned whether the current division of responsibility for the advice industry - being ...
Sixty per cent of FPA members hold degree
HARRISON WORLEY  |  MONDAY, 30 APR 2018
... its members compare favourably to the planning industry overall. After 3200 members responded in the fortnight since the FPA issued its questionnaire, the association released an insight that 60% of members hold a degree. This is compared with just 35% ...
RECAP: Advice in the Royal Commission spotlight (Days 6- 9)
KANIKA SOOD  |  FRIDAY, 27 APR 2018
... De Gori comes forward, Dover stays out The day's proceedings kicked off with Financial Planning Association of Australia (FPA) chief executive Dante De Gori fielding questions about high-profile member Sam Henderson's questionable conduct. A former client ...
Adviser regulation lacking a professional body, RC hears
KARREN VERGARA  |  FRIDAY, 27 APR 2018
... January 2022. At the time, he was under Securitor's AFSL and is currently with Synchron. Tindall was also a member of the FPA . A month after the banning order was issued, the FPA expelled his membership after its investigation found he engaged in ...
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