Search ResultsShowing 91 - 100 of 100+ results for "FPA"
MGP responds to Henderson's RC hearing
JAMIE WILLIAMSON  |  FRIDAY, 27 APR 2018
... Association of Australia. "When they floated, I was offered shares in the company, which I took up. It did come up in the FPA complaint and I sold them immediately. I didn't even think about it being a material holding...I certainly didn't need to own ...
Advice firm impersonated clients
JAMIE WILLIAMSON  |  THURSDAY, 26 APR 2018
... in Australia. In compiling this list, Financial Standard requested the assistance of the Financial Planning Association (FPA) and the Association of Financial Advisers (AFA) to confirm that no one on the FS Power50 has breached their respective membership ...
Royal Commission grills professional associations
KARREN VERGARA  |  THURSDAY, 26 APR 2018
... the lack of urgency in resolving complaints. The Commission recommenced with Financial Planning Association of Australia (FPA) chief executive Dante De Gori facing questions regarding high-profile member Sam Henderson's questionable conduct. Former client ...
High profile adviser under fire
JAMIE WILLIAMSON  |  THURSDAY, 26 APR 2018
... in Australia. In compiling this list, Financial Standard requested the assistance of the Financial Planning Association (FPA) and the Association of Financial Advisers (AFA) to confirm that no one on the FS Power50 has breached their respective membership ...
Royal Commission singles out 325 NAB staff cutting corners
ALEX BURKE  |  TUESDAY, 24 APR 2018
... and licensee standards. NAB did not report Meyn's conduct to the association of which he eventually became a member, the FPA. NAB chief customer officer - consumer and wealth Andrew Hagger said this was because "our focus was on the employment disciplinary ...
Why wait for Royal Commission to address trust?
HARRISON WORLEY  |  WEDNESDAY, 18 APR 2018
... industry, with the Financial Planning Association of Australia stating that their members were outraged at the FASEA proposal. FPA chair Neil Kendall last week voiced his displeasure over the proposal, stating that the learning culture built by the FPA ...
ASIC lifts licence conditions on CountPlus subsidiary
KANIKA SOOD  |  MONDAY, 16 APR 2018
... and recruiting advice businesses aligned around our enduring client centric, professional advice principles," Kennedy said. FPA chair Mark Rantall was hired as an independent chairman following ASIC's investigation. The new leadership reframed its governance ...
FPA to fight latest FASEA proposals
JAMIE WILLIAMSON  |  THURSDAY, 12 APR 2018
More than 1700 of the FPA's membership have joined calls for the Financial Adviser Standards and Ethics Authority to take a more realistic approach to its development of professional standards. Just last week the FPA issued a questionnaire to its 13,700 ...
FASEA standards still lacking: FPA
ALEX BURKE  |  THURSDAY, 5 APR 2018
... Authority education standards do not give sufficient recognition to existing advisers who have completed study, according to FPA chair Neil Kendall. The FPA has issued an online questionnaire to its 13,700 members to gather feedback on FASEA's new guidance ...
Royal Commission to grill FPA, AFA
JAMIE WILLIAMSON  |  WEDNESDAY, 4 APR 2018
... Commission. Led by Commissioner Kenneth Hayne, the inquiry has called upon the Financial Planning Association of Australia (FPA), the Association of Financial Advisers (AFA) and ASIC to provide case studies on compliance with the law and community standards ...
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