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Showing 1071 - 1080 of 1623 results for "Review of"

CBA does not address "sketchy" info allegations

LAURA MILLAN  |  THURSDAY, 29 MAY 2014
... not all CBA Financial Planning and CBA-owned Financial Wisdom customers were offered $5,000 to pay for an independent review of their compensation, that not all received written communications and that an independent accountancy expert did not oversee ...

CBA and ASIC "sketchy" info delays inquiry conclusion

LAURA MILLAN  |  WEDNESDAY, 28 MAY 2014
... not all CBA Financial Planning and CBA-owned Financial Wisdom customers were offered $5,000 to pay for an independent review of their compensation, that not all received written communications and that an independent accountancy expert did not oversee ...

IFS caught investing in unregistered schemes

LAURA MILLAN  |  WEDNESDAY, 28 MAY 2014
... investing client funds into an unregistered managed investment scheme. IFS recently changed their investment options after a review of their industry fund portfolio service found they were in breach of ASIC class order 'Investor directed portfolio-like ...

Suncorp reacts to "deteriorating" situation in life risk

LAURA MILLAN  |  TUESDAY, 27 MAY 2014
... underlying profit after tax of between $75 million and $85 million for the 2014 financial year. Suncorp said that the review of the assumptions will also have "a minimal impact" of $27 million on the group's excess capital position.

MySuper dashboards, ASIC warns trustees

ALICE URIBE  |  THURSDAY, 22 MAY 2014
Following a regulatory review of MySuper product dashboards, the Australian Securities and Investments Commission (ASIC) has issued extra guidance to superannuation trustees about how they need to be handled. The guidance update focuses on how the dashboards ...

Treasurer signals major superannuation shake up

ALEX DUNNIN  |  TUESDAY, 20 MAY 2014
... increase the age at which Australians could access their superannuation, he said the government will be announcing a major review of superannuation to make it fiscally sustainable. But the Treasurer said any changes would "not [happen] in this parliament". ...

CBA forced to review poor compensation methods

LAURA MILLAN  |  MONDAY, 19 MAY 2014
... communication with clients affected by poor advice, to advise them in their concerns, to inform that there would be a review of the advice previously provided to them and to provide an opportunity to raise issues. They were also inconsistent when offering ...

Queensland advice firm falls foul of regulator

MARK SMITH  |  THURSDAY, 15 MAY 2014
... after it found failings in the way the companyA monitored and supervised its advisers. ASIC's investigation came after a review of the advice provided by one representative, Timothy Bryce, who previously worked for Sherwin Financial Planners. ASIC was ...

New entrants drive growth in global equities sector

STAFF WRITER  |  MONDAY, 5 MAY 2014
... its global equities sector into more granular bite sized pieces to ensure it provides planners the most comprehensive review of this growing sector. "The global equities investment landscape has evolved, and is more complex, but in saying that it now ...

Platform error forces NAB to pay further compensation

LAURA MILLAN  |  MONDAY, 5 MAY 2014
A review of NAB Wealth's Navigator platform has revealed that the bank made a mistake when calculating compensation to 43,000 clients in 2012. NAB Wealth expects the compensation to be less than $200,000, which adds to the $1.9 million that the bank ...