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Showing 1041 - 1050 of 9935 results for "Financial services"

Court fines Linchpin, Endeavour directors

KARREN VERGARA  |  THURSDAY, 11 JAN 2024
... was also used to make loans to then-subsidiary Beacon Financial Group. All four were banned from providing financial services for five years in November 2019. On January 10, Judge Cheeseman ordered that Nielsen and Williams each pay a $100,000 penalty ...

ASIC cracks down on Prospero for reporting failures

CHLOE WALKER  |  WEDNESDAY, 10 JAN 2024
... financial statement and audit report for last financial year. Prospero's licence suspension means it cannot provide financial services until at least February 28. "If it fails to lodge its annual financial statement and audit report for the financial ...

Inflation eases to 4.3%

KARREN VERGARA  |  WEDNESDAY, 10 JAN 2024
... found that the rising costs of housing (up 6.6%), food and non-alcoholic beverages (up 4.6%), insurance and financial services (up 8.8%), and alcohol and tobacco (up 6.4%) were the main drivers of the annual increase. "CPI inflation is often impacted ...

Macquarie Wrap rolls out new features for advisers

ANDREW MCKEAN  |  TUESDAY, 9 JAN 2024
... within 24 hours compared to the approximate three-day processing time for paper-based requests. Last year, the financial services group strengthened security by developing Macquarie Authenticator, the sole multi-factor authentication method for access ...

ASIC permanently bans adviser who stole client funds

JAMIE WILLIAMSON  |  MONDAY, 8 JAN 2024
... potential returns and used their funds for his own expenses. Delan Pagliaccio is banned from providing any financial services, controlling any entities that carry on a financial services business, and performing any function within a financial services ...

First Nations Groups launch scholarship for Indigenous women in financial services

ANDREW MCKEAN  |  THURSDAY, 21 DEC 2023
... she is proud to be a patron of the new scholarship and work toward boosting the number of Indigenous women in financial services. "First Nations women play a critical role in their families and communities as leaders, nurturers and knowledge holders. ...

Former adviser misled ASIC during investigation: Court

KARREN VERGARA  |  MONDAY, 18 DEC 2023
... margin for his own purposes, including paying off personal debts. Ridgway was permanently banned from working in financial services earlier this year after ASIC found that he "is not a fit and proper person" to do so; is not adequately trained or competent ...

ASIC takes action on EverBlu, director

KARREN VERGARA  |  MONDAY, 18 DEC 2023
... accepted a court enforceable undertaking from Blumenthal and EverBlue. This means that he will not be involved in financial services for five years and will undertake training prior to re-entering the industry. "Under the terms of the court enforceable ...

Global fund managers welcome chief executives

CHLOE WALKER  |  FRIDAY, 15 DEC 2023
... Ryan who wishes to pursue a career outside of the French firm. Setbon brings over 30 years of experience in financial services to the role and has spent the last four years as chief executive of Natixis affiliate manager Ostrum Asset Management (Ostrum). ...

Australian Retirement Trust selects chief executive

JAMIE WILLIAMSON  |  THURSDAY, 14 DEC 2023
... beginning of his tenure with Mercer, Anderson held a raft of roles in Australia before becoming leader of the financial services business for Asia Pacific and eventually chief executive of Australia and New Zealand, a role he held for five years. Between ...