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Showing 1041 - 1050 of 6536 results for "Exchange"

Radio host adviser revealed as alleged fraudster

ELIZABETH MCARTHUR  |  FRIDAY, 20 DEC 2019
The US Securities and Exchange Commission has charged a radio host and investment adviser with defrauding hundreds of retail clients out of millions. Keith Springer hosted a radio show called Smart Money with Keith Springer, which is how many of his ...

VanEck changes ETF portfolios

ALLY SELBY  |  THURSDAY, 19 DEC 2019
The fund house and Lonsec Investment Solutions have made a number of changes to their three low-cost ETFs. The portfolios are designed to help financial advisers and brokers to build diversified portfolios for their clients, while also respecting their ...

YouTube fundie name erased from flagship

ELIZABETH MCARTHUR  |  TUESDAY, 17 DEC 2019
... responsibilities are transferred to another manager. The Woodford Patient Capital Trust is now listed on the London Stock Exchange as the Schroder UK Public Private Trust after Schroders was appointed portfolio manager. "Following a smooth handover ...

Former Goldman Sachs exec charged over $62m bribery

ELIZABETH MCARTHUR  |  TUESDAY, 17 DEC 2019
... Leissner has been charged with bribery in relation to the high profile 1MDB sovereign wealth scandal. The US Securities and Exchange Commission has brought charges against Leissner for allegedly engaging in a corruption scheme, through which he obtained ...

New head for Sydney Stock Exchange

ELIZA BAVIN  |  TUESDAY, 17 DEC 2019
The Sydney Stock Exchange (SSX) has announced Michael Go as its new chief executive. Go joined the SSX earlier this year after working as head of trading for Thomson Reuters in Hong Kong since 2015. Prior to that Go held positions as head of markets ...

Chief economist update: Three cheers for Christmas

BENJAMIN ONG  |  MONDAY, 16 DEC 2019
... Chinese goods to 7.5% (from 15%) after 30 days of deal signing." "The 25% tariffs on ~$250B in goods will remain. In exchange, China agreeing to buy ~$200B in US products over two years, including $40-50B in agricultural goods. Deal also includes Chinese ...

ASIC lifts ban on new opaque active ETFs

KANIKA SOOD  |  WEDNESDAY, 11 DEC 2019
... framework to facilitate the trading of actively managed funds that do not disclose their full portfolio holdings daily on exchange markets."

Active ETF review results imminent

KANIKA SOOD  |  WEDNESDAY, 11 DEC 2019
ASIC will meet with key players in the active ETF space this afternoon and is expected to release the findings of its review of the sector as early as this evening. The corporate regulator has invited product issuers, market makers and the exchanges ...

Industry fund publicly shames investment adviser

ELIZABETH MCARTHUR  |  MONDAY, 9 DEC 2019
... Advisory is on watch due to its approximately 23% holding in XPO Logistics. XPO Logistics is listed on the New York Stock Exchange and headquartered in Connecticut. First Super has serious concerns about XPO's governance and the way it treats employees. ...

ACCC immunity deal questioned by court

ELIZA BAVIN  |  FRIDAY, 6 DEC 2019
... following an ACCC investigation into a $2.5 billion ANZ share sale with JPMorgan and some staff offered immunity deals in exchange for testimony. Now, Galvin has told the court that during his first interview with the ACCC in July 2016 he was shown a ...