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Showing 1031 - 1040 of 1224 results for "WALE"

Adviser charged for contempt of court

MEDIA RELEASE  |  FRIDAY, 27 FEB 2009
Stephen Lewis Matthews of West Pymble has been found guilty in the Supreme Court of New South Wales of contempt of court for breach of orders made by the Court in proceedings previously brought by ASIC. On 4 October 2000, Justice Santow of the Supreme ...

Aviva and Legg Mason hire more BDMs

COMPANY RELEASES  |  MONDAY, 23 FEB 2009
Aviva hired Adam Tyley and Davina Poletto as business development managers while Legg Mason appointed Lia Gunawan to a similar role. Tyley returns to Aviva after travelling around Europe. Before his stint at Aviva, Tyley worked at Professional Investment ...

AUI adds to BDM team

COMPANY RELEASE  |  FRIDAY, 20 FEB 2009
Australian Unity Investments hired Alvin Leach and Huw O'Grady as regional manager and business development manager respectively. Prior to this position, Leach worked at Colonial First State as a business development manager. He has also worked as a ...

Advisers caught for market manipulation

MEDIA RELEASE  |  TUESDAY, 17 FEB 2009
Two former client advisers have been found guilty of market manipulation following ASIC investigations. According to a statement by the Australian Securities and Investments Commission, Rocco Musumeci and Richard John Wade were yesterday handed custodial ...

ITC Funds Management expands team

MICHELLE BALTAZAR  |  TUESDAY, 17 FEB 2009
Forestry and timber specialist ITC boosts its Funds Management team with three more executives, each boasting at least 15 years industry experience, as the group ramps up its services for financial planning groups and advisers. Earlier this month, the ...

BNP Paribas upgrades client support

COMPANY RELEASE  |  FRIDAY, 30 JAN 2009
BNP Paribas Securities Services and New South Wales Treasury Corporation have teamed up to launch My Queries, a client support system developed by BNP Paribas, in Australia. My Queries is a web based automated query management and client support system ...

Kaplan appoints CEO

COMPANY RELEASE  |  FRIDAY, 23 JAN 2009
Ex-ANZ managing director of corporate banking Neil Shilbury has been appointed chief executive of Kaplan Professional in Australia. Apart from his position as managing direct at ANZ, Shilbury was also previously head of business banking for New South ...

Farmers get free advice

MICHAEL HOBBS  |  THURSDAY, 11 DEC 2008
The Financial Planning Association of Australia's (FPA) pro bono advice program trial in the New South Wales region of Sunraysia has resulted in a dozen referrals from rural financial counsellors to financial planners just over a year. Susan Grice ...

Vanguard on the hiring trail

COMPANY RELEASE  |  WEDNESDAY, 3 DEC 2008
Vanguard Investments Australia has appointed two new regional sales managers and plans to recruit more business development managers (BDMs) to support its growing adviser client base. Vanguard Investments Australia has named its two new regional sales ...

IRESS signs Elston Partners

MICHELLE BALTAZAR AND RUTH LIEW  |  THURSDAY, 20 NOV 2008
IRESS Market Technology has signed a deal to be the sole provider of core client and investment management technology to investment firm Elston Partners. Under the arrangement, Elston Partners will be using IRESS (market data), IOS (trading and order ...