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Showing 1001 - 1010 of 4101 results for "Conduct"

Halifax auditor to cough up fines

KARREN VERGARA  |  THURSDAY, 19 AUG 2021
... appropriate tests to identify material misstatements in the accounts, while Evett failed to take responsibility for the overall conduct of the audits and did not ensure that staff had the skills to conduct the audit. The court found that if the audits ...

Accountants warn of lockdown cost

ELIZABETH MCARTHUR  |  WEDNESDAY, 18 AUG 2021
An Australian-first survey of accountants asking for their views on the economic impact of COVID-19 has revealed a pessimistic outlook. Nearly half of surveyed accountants are "fairly" or "extremely" worried about the state of the Australian economy ...

CBA to publicise misconduct

ANNABELLE DICKSON  |  TUESDAY, 17 AUG 2021
... an investigation by ASIC, CBA admitted to false or misleading representations and engaged in misleading and deceptive conduct over to 12,119 occasions from 1 December 2014 to 31 March 2018. The bank advised customers with certain credit facilities they ...

Economic recap: Week to August 13

BENJAMIN ONG  |  MONDAY, 16 AUG 2021
The Delta variant and its seeming immunity to lockdowns and extended lockdowns continue to dominate attention in Australia. Last week, the state of New South Wales (NSW) announced stricter and broader (into regions) of restrictions; the Australian Capital ...

Industry Fund Services executive departs

KANIKA SOOD  |  FRIDAY, 13 AUG 2021
Industry Fund Services' deputy general manager of unpaid super business unit has left the organisation. Pauline Olson has left IFS after 20 years, Financial Standard's sister publication Industry Moves first reported. "Her role has been absorbed into ...

Conditional release for former Hillross adviser

ANNABELLE DICKSON  |  TUESDAY, 10 AUG 2021
... super investment election forms with the intention of inducing AMP employees to accept them as genuine. Kourieh's conduct was intended to obtain a financial advantage for himself via commissions from AMP. The matter came to ASIC's attention via ...

Alceon launches retail fund

ANNABELLE DICKSON  |  TUESDAY, 10 AUG 2021
After seeing the take up of alternative strategies by institutional and family office investors, Alceon Group has established a retail debt income fund secured by real estate. The Alceon Debt Income Fund is targeting a total annualised return of 5-7% ...

Asendium partners with regtech

KARREN VERGARA  |  MONDAY, 9 AUG 2021
... increase efficiencies in both systems and for the overall advice creation and review process, resulting in less time to conduct audits, Asendium chief executive Scott Miller said. Miller said: "Through our Fourth Line partnership we are pleased to be ...

FS Power50: Final days to nominate

STAFF WRITER  |  THURSDAY, 5 AUG 2021
... strong social media following. They are well known and respected among their peers, viewed as role models in the way they conduct their professional practice. They are also successful business owners, award-winners, policy influencers, mentors, and financial ...

Data to improve TPD outcomes: ASIC

ANNABELLE DICKSON  |  MONDAY, 2 AUG 2021
... identified in the 2019 Report 633. ASIC noted insurers need to uplift their data capability as poor data capability creates key conduct, compliance and governance risks, which can lead to financial risk. Over 100 data gaps emerged from insurers' data ...