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Regulatory

Major ASIC project finds serious financial advice concerns

ASIC has released a report on how large financial advice firms have addressed serious conduct, compliance and customer remediation issues, revealing serious concerns about how the industry has operated over the past five years.

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Read more: ASICAustraliaCBAMacquarieANZAssociationAustralian BankersFinancial Advisers RegisterNABOpen Advice ReviewPeter KellWealth ManagementWestpac