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NSX to focus on dual listings over the next 12 months
Following the departure of its chief operating officer, National Stock Exchange of Australia chief executive Max Cunningham told Financial Standard about his plans for the exchange in the near future, including its first-ever listing of a Canadian company next week.
Shorter CSLR payout timeframe awaits major bill passage
The looming passage of a major bill will amend how levies are collected under the Compensation Scheme of Last Resort (CSLR) and, in turn, speed up compensation payments to eligible victims.
State Street appoints head of Asia Pacific
State Street has appointed Tim Helyar as head of Asia Pacific, effective immediately, taking the helm from Lochiel Crafter, who recently retired.
FEATURE | Digital advice | Interlocking the pieces
Digital advice has become a core offering for wealth managers, yet it confuses many and implementation and use remain fragmented. Before it can achieve aspirations of scale, experts are urging for a better, unified understanding of the offering.
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Sarah Shaw
GLOBAL PORTFOLIO MANAGER
4D INFRASTRUCTURE
4D INFRASTRUCTURE
It wasn't confidence that prompted Sarah Shaw to walk away from established investment houses and co-found 4D Infrastructure in 2015. It was something she believes is far more important: courage. By Vinny Vucago.







Instead of ASIC spending millions of dollars on exams, how about spending money on prosecuting the 170 product providers that have lost clients money with little or no recourse. A more noval idea would be to have Directors of the Banks and Industry Superannuation funds be held liable for poor advice or loss of funds. If that was the case the standard for advisors would improve overnight at no cost to ASIC.
What about getting ASIC staff to sit their own exam to ensure they have the appropriate standard of skills too. They were asleep at the wheel thru all the recent turmoil in the financial services industry.
It seems ASIC is teflon coated these days, they should get their own backyard sorted out.
My dealer group is responsible for my training. I meet all the requirements set down by the FPA for maintaining my CFP.
I'll tell you what to do with the exam so stop blaming the many for the actions of a few; I'm plain sick of it.