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Financial Planning

ASIC puts an end to PIS monitoring program

The adviser monitoring program for Professional Investment Services (PIS) has concluded with the Australian Securities and Investments Commission (ASIC) reporting "a significant improvement in its compliance and audit functions."

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Read more: ASIC,  John De Zwart,  Australian Securities,  Investments Commission,  PIS,  Professional Investment Services,  Financial Planning,  Centrepoint,  December 2010,  Financial Standard,  July 2013,  March 2012