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Financial Planning

ASIC puts an end to PIS monitoring program

The adviser monitoring program for Professional Investment Services (PIS) has concluded with the Australian Securities and Investments Commission (ASIC) reporting "a significant improvement in its compliance and audit functions."

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Read more: ASICJohn De ZwartAustralian SecuritiesInvestments CommissionPISProfessional Investment ServicesFinancial PlanningCentrepointDecember 2010Financial StandardJuly 2013March 2012