Search ResultsShowing 1 - 10 of 100+ results for "Professional Investment Services"
Licensee faces hefty remediation bill
ELIZABETH MCARTHUR  |  WEDNESDAY, 18 SEP 2019
... Prior to ClearView, Churchill was an authorised representative of Centrepoint Alliance's Professional Investment Services from 2003 to 2012. ClearView also began reviewing its advisers' personal insurance advice to determine if there was a systemic ...
Radar Results hires Queensland manager
KARREN VERGARA  |  WEDNESDAY, 24 JUL 2019
... national manager. She also spent time at MLC as a business growth manager and was state manager for Professional Investment Services for seven years. Latest Radar Results insights show the valuation gap between high-quality financial advice practices ...
Former Gold Coast adviser banned
HARRISON WORLEY  |  MONDAY, 3 JUN 2019
... representative from 1 March 2015 until 5 June 2018. Earlier, he was an authorised representative of Professional Investment Services, from 11 April 2006 until 14 May 2010.
Former adviser jailed, ASIC posts FY18 stats
KARREN VERGARA  |  THURSDAY, 1 NOV 2018
A former Professional Investment Services financial adviser has been jailed for dishonesty following an ASIC investigation. The former PIS financial adviser and representative Satvir Singh Birk was sentenced to two-and-a-half years' imprisonment ...
Centrepoint Alliance bolsters distribution team
HARRISON WORLEY  |  THURSDAY, 26 JUL 2018
... Centrepoint flagging an increase in advice litigated claims was on the horizon for subsidiary Professional Investment Services (PIS), with the amount set to be $2 million more than anticipated.
Centrepoint bumps up advice litigation provision
KARREN VERGARA  |  MONDAY, 2 JUL 2018
... Alliance flagged an increase in advice litigated claims is on the horizon for its subsidiary Professional Investment Services (PIS), quantifying the amount to be $2 million more than anticipated. Following its reassessment of PIS' legacy claims ...
Former Charter adviser receives permanent ban
JAMIE WILLIAMSON  |  THURSDAY, 22 FEB 2018
... Charter Financial Planning, Poynter was an authorised representative of Centrepoint Wealth's Professional Investment Services for more than six years.
Centrepoint adviser banned
JAMIE WILLIAMSON  |  TUESDAY, 28 NOV 2017
A financial adviser licensed through Centrepoint Alliance's Professional Investment Services has been banned by ASIC for three years for incompetence. Ramana Rao of Metaplanners in South Australia was banned from providing financial services after it ...
Centrepoint names interim chief executive
ALEX BURKE  |  FRIDAY, 3 NOV 2017
... Associated Advisory Practices. Prior to Centrepoint, Cargakis was southern regional manager at Professional Investment Services and national sales manager at Navigator. In an ASX statement, Centrepoint chair Alan Fisher commented on Cargakis' suitability ...
Super skimming adviser permanently banned
JAMIE WILLIAMSON  |  MONDAY, 19 DEC 2016
... dishonestly and engaging in misleading and deceptive conduct. Stewart Banks was a representative of Professional Investment Services (PIS) - a wholly-owned subsidiary of Centrepoint Alliance - from April 2007 to May 2015. ASIC found that between September ...
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