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Financial Planning

ASIC bans auditor and adviser

ASIC has permanently banned an insurance adviser and disqualified an SMSF auditor.

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Read more: ASICCombined InsuranceAbhinav GuptaPeter BrennanAct 1993ASIC commissioner John PriceFinancial PlanningMay 2014Mr GuptaOctober 2013Peter KellRegulatorySuperannuation IndustrySupervision