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Financial Planning

ASIC accepts EU from Victorian adviser

The Australian Securities and Investments Commission (ASIC) has accepted an enforceable undertaking (EU) from former Professional Investment Services (PIS) representative Seamus O'Brien.

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Read more: Seamus O'BrienASICEUAustralian SecuritiesInvestments CommissionProfessional Investment ServicesFinancial PlanningAdvice requirementsCambridge Financial PlanningDecember 2013PISSouth Yarra