Search Results | Showing 1 - 10 of 16 results for "Sydney District Court" |
| | | ... April 22 and April 24 in the Supreme Court of NSW. Following his guilty plea, Sipina was committed to the Sydney District Court for sentencing. His first appearance before that Court will be on April 19. On 21 February 2023, Sipina was charged with carrying ... |
| | | | ... in a hearing before an ASIC delegate. He has been granted conditional bail and has been committed to the Sydney District Court for sentencing on December 10. Nesseim was permanently banned from providing financial services in 2018 and later banned from ... |
| | | | ... failed IPO raise from which he redirected their funds. Following the guilty plea, he will be sentenced in Sydney District Court on 20 April 2021. Flowers was the director of Flowers Financial Group Pty Ltd and Flowers Financial Management, both of which ... |
| | | | ... Local Court, where he pleaded guilty to 15 offences under the Corporations Act and was committed to the Sydney District Court for sentencing. The case against Hopkins alleged that between 14 October 2016 and 8 October 2019, Hopkins, the sole director ... |
| | | | ... charges following an Australian Securities and Investments Commission (ASIC) investigation. Appearing in the Sydney District Court, Brian William Veitch, formerly of Minto, New South Wales, pleaded guilty to 22 counts of using a false instrument. Veitch ... |
| | | | ... the money as agreed with his clients between September 2002 and October 2008. Evans pleaded guilty in the Sydney District Court to 10 counts of misappropriating funds and five further counts were also considered in sentencing. ASIC's concerns arose from ... |
| | | | ... with ASIC's investigation, good character, history and remorse for acting dishonestly in this case, the Sydney District Court imposed a two-year good behaviour bond on Mr Nguyen. ASIC Commissioner Peter Kell said brokers must familiarise themselves with ... |
| | | | ... Patrick Hobson, a former senior financial adviser has been convicted and sentenced on fraud charges in the Sydney District Court, following an ASIC investigation. Hobson was a senior financial adviser employed by Binma which operates the North Sydney ... |
| | | | ... after an Australian Securities and Investment Commission (ASIC) investigation. Tivay was convicted in the Sydney District Court following an ASIC inquiry that found he provided financial services on behalf of Progressive Investments Securities (PIS) ... |
| | | | ... service for giving unlawful advice. Mohammad Zareei of Baulkham Hills, New South Wales, was sentenced by the Sydney District Court to 250 hours community service following an Australian Securities and Investments Commission (ASIC) investigation into ... |
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