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Showing 1 - 10 of 65 results for "Societe Generale"

ASIC removes Societe Generale restrictions

ANNABELLE DICKSON  |  FRIDAY, 25 JUN 2021
... conditions imposed on the French bank after it breached client money obligations. As per the licence conditions, Societe Generale appointed an independent expert to assess and test the adequacy and effectiveness of its controls, systems and processes ...

HNW platform adds Europe ESG strategy

KANIKA SOOD  |  THURSDAY, 26 NOV 2020
Stropro is offering wholesale investors access to a Societe Generale indexed strategy that includes 43 companies expected to benefit from Europe's transition to cleaner energy. The unlisted strategy's holdings include Siemens, Schneider Electric, and ...

AustralianSuper hires for investment team

KANIKA SOOD  |  TUESDAY, 24 NOV 2020
... real estate lending at Aeriance. Prior to this he held senior positions at Morgan Stanley, Barclays Capital and Societe Generale. Last week, AustralianSuper promised to go net-zero in carbon emissions by 2050 to mitigate against the risk of climate change ...

Societe Generale fined over client breaches

ANNABELLE DICKSON  |  WEDNESDAY, 21 OCT 2020
... second company in Australia in as many months to be criminally prosecuted over breaching client money obligations. Societe Generale pleaded guilty to four counts of client money obligation breaches in Sydney's local court and has been ordered to pay ...

BNP Paribas AM names Asian equities lead

KARREN VERGARA  |  MONDAY, 12 OCT 2020
... respectively. Ouyang was a portfolio manager at Lombard Odier, and prior to that worked at Value Partners and Societe Generale. Wong's experience before Lombard Odier includes working at Mirae Asset Group and RCM, which is part of Allianz Global ...

Ignition Advice announces fintech partnership

ANNABELLE DICKSON  |  WEDNESDAY, 9 SEP 2020
... solutions will be offered to 150 financial institutions in over 30 countries with clients including Barclays, HSBC, Societe Generale, Crestone Capital Advisors and Deutsche Bank. Ignition's chief executive Manish Prasad said the company's accelerated ...

Citi adds compliance head

ANNABELLE DICKSON  |  THURSDAY, 27 AUG 2020
... regulatory development and enquiries, compliance risk management at Bank of America. Stewart also held positions at Societe Generale and Minter Ellison. In her new role she will oversee the bank's compliance function for the institutional and consumer ...

Morningstar creates new ESG role

ELIZA BAVIN  |  TUESDAY, 21 JUL 2020
... Morningstar in 2010 from Bloomberg, where she was a financial journalist. She began her career as an M&A analyst at Societe Generale in Hong Kong. Bioy will be working closely with Jon Hale, director of sustainability research for the Americas, based ...

ASIC cracks down on investment manager

ALLY SELBY  |  MONDAY, 15 JUN 2020
... management company has agreed to additional conditions imposed on its AFSL by the corporate watchdog. It comes after Societe Generale Securities Australia (SGSA) was criminally charged with breaching client money obligations in March this year, after ...

Investment manager criminally charged

ELIZA BAVIN  |  WEDNESDAY, 18 MAR 2020
... Australian arm of a global investment management company has been charged with breaching client money obligations. Societe Generale Securities Australia (SGSA) is facing criminal charges in Sydney on two counts of failing to pay client money into segregated ...
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