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Showing 11 - 20 of 69 results for "Societe Generale"

Citi adds compliance head

ANNABELLE DICKSON  |  THURSDAY, 27 AUG 2020
... regulatory development and enquiries, compliance risk management at Bank of America. Stewart also held positions at Societe Generale and Minter Ellison. In her new role she will oversee the bank's compliance function for the institutional and consumer ...

Morningstar creates new ESG role

ELIZA BAVIN  |  TUESDAY, 21 JUL 2020
... Morningstar in 2010 from Bloomberg, where she was a financial journalist. She began her career as an M&A analyst at Societe Generale in Hong Kong. Bioy will be working closely with Jon Hale, director of sustainability research for the Americas, based ...

ASIC cracks down on investment manager

ALLY SELBY  |  MONDAY, 15 JUN 2020
... management company has agreed to additional conditions imposed on its AFSL by the corporate watchdog. It comes after Societe Generale Securities Australia (SGSA) was criminally charged with breaching client money obligations in March this year, after ...

Investment manager criminally charged

ELIZA BAVIN  |  WEDNESDAY, 18 MAR 2020
... Australian arm of a global investment management company has been charged with breaching client money obligations. Societe Generale Securities Australia (SGSA) is facing criminal charges in Sydney on two counts of failing to pay client money into segregated ...

Macquarie suit to lead Challenger joint venture

KANIKA SOOD  |  THURSDAY, 6 FEB 2020
... product specialists covering retail and institutional investors. Prior to this, he spent seven years in London at Societe Generale, working as a trader, credit analyst and in sales for the French bank's loan syndications across Europe, the Middle ...

Investec scores ADI licence

KARREN VERGARA  |  TUESDAY, 2 JUL 2019
... which is owned by London Stock Exchange-listed Investec plc, is now operating as a foreign ADI. BNP Paribas, Societe Generale, UBS AG, Credit Suisse AG and Royal Bank of Canada are some examples of foreign banks that operate as ADIs in Australia. Deposit-taking ...

UBS fined $51m for reporting breaches

KARREN VERGARA  |  THURSDAY, 21 MAR 2019
... Merrill Lynch International, Deutsche Bank AG, Royal Bank of Scotland, James Sharp & Co, Plus500UK, City Index, Societe Generale, Commerzbank AG, Instinet Europe, Getco Europe, Credit Suisse and Barclays Capital Securities and Barclays Bank Plc.

Amundi Asset Management Australia chief exits

KARREN VERGARA  |  MONDAY, 21 JAN 2019
... much assets are currently managed in Australia. Amundi is the asset management business of Credit Agricole and Societe Generale. It entered the Australian market in January 2007, and appointed Richard Borysiewicz to grow the business. Amundi is formerly ...

BlackRock boosts Australian distribution footprint

KARREN VERGARA  |  THURSDAY, 12 OCT 2017
... UK and Ireland sales teams and corporate strategy based in London. He went on to work in directorship roles at Societe Generale and its subsidiary Lyxor Asset Management prior to moving to Australia. BlackRock Australasia head of client business Jason ...

Former BlackRock president joins Yarra board

ALEX BURKE  |  FRIDAY, 15 SEP 2017
... director and senior adviser for Japan. Prior to BlackRock, new Yarra director Masato Degawa held senior roles at Societe Generale Asset Management and J.P. Morgan Asset Management. In his new position, he will be based in Tokyo and assist in extending ...