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Showing 1 - 10 of 81 results for "Securities Commission"

Australia, UK regulators exchange insights

MATTHEW WAI  |  FRIDAY, 26 SEP 2025
The UK and Australia have exchanged information on their respective approaches to financial markets, pension structures, and digital asset advancement at the inaugural UK-Australia Joint Financial Regulatory Forum. The virtual forum was chaired by director ...

ASIC proposes 'kill switches' for unusual trading

ELIZA BAVIN  |  THURSDAY, 28 AUG 2025
... the securities and futures markets and align ASIC's rules framework with the International Organisation of Securities Commission principles and international best practice on algorithmic trading. ASIC said that as trading systems are largely automated ...

ASIC issues warning over BTG Technology

ELIZA BAVIN  |  MONDAY, 28 JUL 2025
... Nacional del Mercado de Valores, the Austrian Financial Market Authority, Germany's BaFin, Canada's Alberta Securities Commission, France's Autorité des Marchés Financiers, Cyprus's Securities and Exchange Commission, Malaysia's Securities Commission ...

ASIC puts 18 finfluencers on notice amid global campaign

JAMIE WILLIAMSON  |  THURSDAY, 12 JUN 2025
... million followers to request they remove posts from their social media accounts. Meanwhile, Canada's BC Securities Commission issued 74 letters to YouTubers and others from around the world who promoted listed companies in British Columbia and hand-delivered ...

Finfluencer failed to disclose paid promotions, says regulator

JAMIE WILLIAMSON  |  WEDNESDAY, 30 APR 2025
... for failing to disclose sponsorship of content and engaging in investor relations activities. The Alberta Securities Commission (ASC) found James Floreani, who runs Jayconomics, breached the local Securities Act when he engaged in investor relations ...

Former AMP advice lead sues The Australian

ELIZA BAVIN  |  MONDAY, 24 JUN 2024
... Australian claiming an article published by the news outlet inferred he misled the Australian Investments and Securities Commission (ASIC). Regan claimed the article, which was published back in January this year, falsely implied he had misled the corporate ...

3iQ introduces inaugural Australian products

ANDREW MCKEAN  |  TUESDAY, 7 JUN 2022
... ETFs. As early as 2016 3iQ began the process of approval for a publicly traded Bitcoin fund with the Ontario Securities Commission. In 2019 the fund manager submitted a prospectus for regulatory approval which was shot down under the proviso that Bitcoin ...

Superhero to offer Qantas points

ELIZABETH MCARTHUR  |  MONDAY, 4 APR 2022
In Qantas' latest financial services partnership, Superhero users can win a share of one million Qantas points. To enter the draw for the points, Superhero investors must have linked their Qantas Frequent Flyer number to their Superhero account ...

Regulators fret over hobby traders

ELIZABETH MCARTHUR  |  WEDNESDAY, 23 MAR 2022
Globally, securities regulators are concerned about the boom in retail trading markets and are joining forces to address the issue. The International Organization of Securities Commissions (IOSCO) has published a consultation paper on retail market ...

BNP Paribas to offer initial margin services

KANIKA SOOD  |  THURSDAY, 14 JAN 2021
BNP Paribas Securities Services is expanding its collateral management services in Asia Pacific, to include initial margin requirements arising for non-cleared OTC derivatives positions. Initial margin rules for non-cleared derivatives transactions ...
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