Newspaper icon
The latest issue of Financial Standard now available as an e-newspaper
READ NOW

Search Results

Showing 71 - 80 of 81 results for "Securities Commission"

ASIC reorganizes management following Johnston departure

... with the regulator. She has been with the organistion for over a decade after joining the then Australian Securities Commission in 1991. Johnston has not yet revealed what position he will have at the Hong Kong regulator but Lucy said his appointment ...

ASIC appoints acting WA Regional Commissioner

The chairman of the Australian Securities Commission has appointed Mr Angus Dale-Jones to the role of Acting Regional Commissioner for Western Australia (WA). This follows the appointment of Mr Michael Gething as Principal Registrar of the District ...

FPA issues member notice and calls for submissions

The Financial Planning Association (FPA) has on Monday released a member update reminding all members of their obligations under the FPA soft dollar code of conduct which takes effect from 1 January 2005. Under the requirements of the FPA code, all ...

ASIC conducts searches in Sydney for Alpine Investigation

AAP  |  FRIDAY, 14 NOV 2003
... tried to identify the owners of the stake in the mid-90s. In May 1995, Mr Rivkin told the then Australian Securities Commission that he did not know who owned the stake, which was held in the names of two Swiss banks. At the time, the ASC began legal ...

ASIC announces probe into Offset Alpine Printing

... chairman, said the team would focus on the veracity of information previously provided to the former Australian Securities Commission and the Federal Court in connection with the beneficial ownership of the shares. 'If it is demonstrated that any party ...

IOOF Holdings appoints new board chairman following Macek resignation

... in the Australian Government including in Treasury and as Chief Executive of the National Companies and Securities Commission. At the time of joining the IOOF Group, Mr Schoer was the National Director of the Australian Stock Exchange. He is also currently ...

ASIC clarifies action relating to chairman's former legal partner

... Mr Collie's role in the scheme, and subsequent consideration by ASIC and its antecedent, the Australian Securities Commission (ASC), to disqualify Mr Collie from being a company director. The report did not allege any involvement of Mr Knott in the tax ...

Former Bridges manager sentenced to jail

... in court that he used the money for gambling. Mr David Knott, Chairman of the Australian Investments and Securities Commission (ASIC) said the regulator had also permanently banned Mr Lister from acting as a representative of a dealer or investment adviser. ...

Trescowthick charged, Clifford Corporation directors committed for trial

... relating to the collapse of the retailer in April 2001. The charges, brought by the Australian Investments and Securities Commission (ASIC), include 17 for failing to act honestly in the exercise of his powers and the discharge of his duties as an officer ...

BT/Westpac moves to reassure clients after NZ compliance breach

BT/Westpac has moved to reassure clients after the New Zealand Securities Commission said it will be looking into a "broad range of matters" relating to the late filing of BT Funds Management documents to the New Zealand Registrar of Companies, BT/Westpac ...