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Showing 1 - 3 of 3 results for "SMBC Nikko Securities"

Wall Street firms slugged $442m for recordkeeping breach

KARREN VERGARA  |  WEDNESDAY, 9 AUG 2023
... million. Furthermore, Moelis & Company and Wedbush Securities each copped a US$10 million penalty, while SMBC Nikko Securities America is forced to pay US$9 million. "Each of the broker-dealers was charged with violating certain recordkeeping provisions ...

Economic Wrap

ALEX DUNNIN  |  WEDNESDAY, 3 AUG 2016
... expanding Japan's already excessive public debt; it is currently 230%of GDP. CNBC are quoting analysts from SMBC Nikko Securities who expect the package will push up real GDP growth by just 0.4% this year, trailing off to just one tenth that impact next ...

Market Wrap AM

AAP  |  MONDAY, 15 SEP 2014
... case for a further easing in monetary policy. "The markets are behaving in a pretty orderly manner," said SMBC Nikko Securities general manager of equities Hiroichi Nishi. "The Nikkei might test the 16,000 mark intraday, but it would take another surge ...
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