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Showing 1 - 10 of 94 results for "Nomura"

AUSIEX hires head of risk from BTFG

KARREN VERGARA  |  TUESDAY, 24 AUG 2021
... regulatory compliance engagement on behalf of large, diverse financial institutions," he said. Tokyo Stock Exchange-listed Nomura Research Institute (NRI) acquired CommSec Adviser Services (CAS) last year. In June, CAS rebranded to AUSIEX. "Following ...

BlackRock adds to APAC leadership

ANNABELLE DICKSON  |  THURSDAY, 19 AUG 2021
... management and spent seven years in other transition management roles at the firm. Loehnert worked as a transition manager at Nomura and in capital markets at Lehman Brothers. He started his career at German bank Commerzbank AG in 2004. "I am delighted ...

Fidante readies new boutique

KANIKA SOOD  |  MONDAY, 21 JUN 2021
... after the second half of the year delivered inflows of $5.8 billion. Its other recent partnerships include Japan's Nomura Asset Manageme nt, and agribusiness-focused private equity manager Proterra Investment Partners, for its Asian food strategy ...

AUSIEX launches, announces leadership team

KARREN VERGARA  |  TUESDAY, 8 JUN 2021
... the operating challenges facing financial institutions and intermediaries across Australia." Tokyo Stock Exchange-listed Nomura Research Institute flagged its intentions to acquire CAS in April 2020. CAS is separate to CommSec's retail broking business. ...

UBS, Nomura cop fines over bond cartel

KANIKA SOOD  |  TUESDAY, 25 MAY 2021
UBS, Nomura and UniCredit were fined a total of $585 million by the European Commission for cartel conduct in government bond trading during the GFC. EC says the three investment banks breached antitrust rules through the participation of a group of ...

Jarden gets market participant licence

KANIKA SOOD  |  FRIDAY, 14 MAY 2021
... bank has been on a hiring spree in Australia since October 2020. It recently formed a strategic alliance with Japanese Nomura in Australia and New Zealand.

Jarden and Nomura form alliance

KARREN VERGARA  |  MONDAY, 10 MAY 2021
Investment and advisory firm Jarden and investment bank Nomura have joined forces to provide clients shared expertise. Nomura will provide its global network, product capabilities and balance sheet to support clients across equity capital markets (ECM) ...

BetaShares opens NZ office, makes hire

ANNABELLE DICKSON  |  WEDNESDAY, 5 MAY 2021
... was managing director at Remarkable Capital and head of investor relations at Pie Funds Management. He also spent time at Nomura Asset Management in the UK as vice president of sales and marketing and at Macquarie New Zealand as a business development ...

Fidante signs on new boutique

KANIKA SOOD  |  WEDNESDAY, 14 APR 2021
... said. Fidante ended 2020 with $71 billion in total funds under management. Its other recent partnerships include Japan's Nomura Asset Management, and agribusiness-focused private equity manager Proterra Investment Partners, for its Asian food strategy ...

Credit Suisse confirms multibillion-dollar loss

JAMIE WILLIAMSON  |  WEDNESDAY, 7 APR 2021
... Archegos Capital was a family office run by Bill Hwang. Other investment giants reportedly caught up in the collapse are Nomura Holdings and Mitsubishi UFJ Financial Group. Deutsche Bank also had a relationship with the family office.
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