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|Showing 1 - 10 of 100+ results for "Greg Tanzer"|
|... SWIFT and Encompass customers. The same day, NAB chief customer officer Andrew Hagger called then ASIC commissioner Greg Tanzer, who was updating ASIC's numbers on remediation costs for a report featuring other banks as well. The NAB executive did not ...|
|... portfolio holdings. ASIC previously delayed dashboard reforms in November last year. At the time, ASIC commissioner Greg Tanzer said the decision was final.|
|... for funds to comply with updated fee and cost disclosure requirements under RG97. In September, ASIC Commissioner Greg Tanzer told the Australian Superannuation Investment (ASI) conference that the regulator previously knocked back industry requests ...|
|... for himself, paying for losses in other trading accounts he held and paying off personal debts. ASIC commissioner Greg Tanzer said: "Wise repeatedly engaged in dishonest conduct, putting his own interests ahead of his clients. This type of conduct undermines ...|
|... Deloitte have been appointed as joint liquidators of the unregistered managed investment schemes. ASIC commissioner Greg Tanzer said: "The high banning periods ordered by the court in this case are necessary to protect the public from those who are officers ...|
|... of four years, and Jill was banned from providing financial services for a period of three years. ASIC commissioner Greg Tanzer said: "All AFS licensees need to ensure their culture does not drive poor conduct within their business. ASIC will take action ...|
|... sufficient. Speaking at the Australian Superannuation Investment (ASI) conference in Cairns yesterday, ASIC commissioner Greg Tanzer said the regulator believed the transition "was very generous." Tanzer said ASIC will be adopting a facilitative compliance ...|
|... understood products and is committed to doing the right thing by its customers," the internet bank said. ASIC commissioner Greg Tanzer said: "This action reflects ASIC's ongoing focus on the disclosure of fees and costs in superannuation. "Consumers ...|
|... financial service business without proper supervision or exercising any independent critical judgment." ASIC commissioner Greg Tanzer said: "This outcome sends a message that anyone who breaches financial services laws or their duties as company directors ...|
|... the bank and did "not suggest the failures were in any sense endemic." Commenting on the outcome, ASIC commissioner Greg Tanzer said, "This is a significant decision for investors and confirms the important role of responsible entities in monitoring ...|
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ASX-listed real estate fund manager Cromwell Property Group has appointed an industry veteran to the head of retail funds management position.
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Credit Suisse's chair has resigned less than a year into the role amid reports he breached several COVID-19 quarantine rules.
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The Federal Court has imposed combined penalties of $4 million on Statewide Super for providing members with misleading information regarding their insurance and failing to report the issue to ASIC in the time required.
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Barclays has appointed two new managing directors of investment banking in Australia.
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