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Showing 1 - 10 of 100+ results for "Greg Tanzer"

NAB initially under-reported remediation bill to ASIC

KANIKA SOOD  |  MONDAY, 13 AUG 2018
... SWIFT and Encompass customers. The same day, NAB chief customer officer Andrew Hagger called then ASIC commissioner Greg Tanzer, who was updating ASIC's numbers on remediation costs for a report featuring other banks as well. The NAB executive did not ...

ASIC delays super disclosure reforms

ALEX BURKE  |  FRIDAY, 2 JUN 2017
... portfolio holdings. ASIC previously delayed dashboard reforms in November last year. At the time, ASIC commissioner Greg Tanzer said the decision was final.

ASIC falls on fund disclosure sword

DARREN SNYDER  |  WEDNESDAY, 30 NOV 2016
... for funds to comply with updated fee and cost disclosure requirements under RG97. In September, ASIC Commissioner Greg Tanzer told the Australian Superannuation Investment (ASI) conference that the regulator previously knocked back industry requests ...

Former adviser receives jail sentence

KERRIE SYDEE  |  WEDNESDAY, 16 NOV 2016
... for himself, paying for losses in other trading accounts he held and paying off personal debts. ASIC commissioner Greg Tanzer said: "Wise repeatedly engaged in dishonest conduct, putting his own interests ahead of his clients. This type of conduct undermines ...

Fed Court winds up unregistered investment scheme

KERRIE SYDEE  |  FRIDAY, 21 OCT 2016
... Deloitte have been appointed as joint liquidators of the unregistered managed investment schemes. ASIC commissioner Greg Tanzer said: "The high banning periods ordered by the court in this case are necessary to protect the public from those who are officers ...

ASIC cancels AFSL, bans responsible managers

DARREN SNYDER  |  FRIDAY, 9 SEP 2016
... of four years, and Jill was banned from providing financial services for a period of three years. ASIC commissioner Greg Tanzer said: "All AFS licensees need to ensure their culture does not drive poor conduct within their business. ASIC will take action ...

Under reporting of super fees harming investors: ASIC

DARREN SNYDER  |  THURSDAY, 8 SEP 2016
... sufficient. Speaking at the Australian Superannuation Investment (ASI) conference in Cairns yesterday, ASIC commissioner Greg Tanzer said the regulator believed the transition "was very generous." Tanzer said ASIC will be adopting a facilitative compliance ...

ING DIRECT pays up for "no fees" super marketing

MARK SMITH  |  WEDNESDAY, 7 SEP 2016
... understood products and is committed to doing the right thing by its customers," the internet bank said. ASIC commissioner Greg Tanzer said: "This action reflects ASIC's ongoing focus on the disclosure of fees and costs in superannuation. "Consumers ...

Ostrava wound up, directors banned

KERRIE SYDEE  |  FRIDAY, 2 SEP 2016
... financial service business without proper supervision or exercising any independent critical judgment." ASIC commissioner Greg Tanzer said: "This outcome sends a message that anyone who breaches financial services laws or their duties as company directors ...

Macquarie cops fine over van Eyk

JAMIE WILLIAMSON  |  THURSDAY, 25 AUG 2016
... the bank and did "not suggest the failures were in any sense endemic." Commenting on the outcome, ASIC commissioner Greg Tanzer said, "This is a significant decision for investors and confirms the important role of responsible entities in monitoring ...
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