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Showing 41 - 50 of 119 results for "Greg Tanzer"

ASIC considers compulsory advice for complex products

MARK SMITH  |  MONDAY, 14 JUL 2014
... fact it has a complex structure or complex features that may have an impact on its performance," ASIC Commissioner Greg Tanzer said. "ASIC will continue to monitor issuers' compliance with disclosure and advertising when selling complex products, and ...

ASIC warns fund managers to fix fee disclosure

MARK SMITH  |  TUESDAY, 8 JUL 2014
... consistent and comparable basis in order for consumers to make meaningful comparisons between products," ASIC commissioner Greg Tanzer said. "Our review shows that there is some inconsistency at the moment and we will work with industry to improve fee ...

ISA to change Compare the Pair ads

JAMES FERNYHOUGH  |  TUESDAY, 24 JUN 2014
... Financial Standard. "We've sat down and worked with ASIC. There was no enforceable undertaking." ASIC Commissioner Greg Tanzer said: 'ASIC wants consumers to be aware that when deciding to change their superannuation fund, they should consider a number ...

IFS caught investing in unregistered schemes

LAURA MILLAN  |  WEDNESDAY, 28 MAY 2014
... and this highlights our approach to working with entities who report potential breaches to ASIC," ASIC commissioner Greg Tanzer said.

MySuper dashboards, ASIC warns trustees

ALICE URIBE  |  THURSDAY, 22 MAY 2014
... product dashboards." Despite the regulator's misgivings about how the dashboard is being implemented, ASIC Commissioner Greg Tanzer said: "Our review suggests that trustees have shown a good level of compliance with the product dashboard requirements ...

Bank complaints over TV ads seek to "stifle" competition: ISA

LAURA MILLAN  |  WEDNESDAY, 2 APR 2014
... whether or not the campaign "provides a fair representation or conveys a misleading impression," ASIC commissioner Greg Tanzer told the Parliamentary Joint Committee for corporations and financial services during a routine oversight of the regulator. ...

ASIC to consider complaints about ISA's 'Compare the Pair'

LAURA MILLAN  |  TUESDAY, 1 APR 2014
... Industry Super Association (ISA) 'Compare the Pair' campaign, over concerns that they are "misleading." Commissioner Greg Tanzer confirmed that the regulator looked at the campaign during a routine oversight of ASIC at the Parliamentary Joint Committee ...

We did a "pretty good job" in CBA planning case: ASIC

LAURA MILLAN  |  WEDNESDAY, 26 MAR 2014
The Australian Securities and Investment Commission (ASIC) commissioner Greg Tanzer believes that the regulator "did a pretty good job" in dealing with the Commonwealth Financial Planning (CFP) case that prompted a Senate inquiry into the overall performance ...

ASIC accepts EU from forex broker over prohibited IMA

STAFF WRITER  |  TUESDAY, 25 FEB 2014
... resulted in it incorrectly classifying its IMA clients as wholesale clients as opposed to retail clients. Commissioner Greg Tanzer said:A "An MDA service allows a broker to enter and exit trades on behalf of a client without seeking the client's approval. ...

ASIC: no plans for SMSF balance threshold

ALICE URIBE  |  FRIDAY, 21 FEB 2014
... balances under $100,000. Speaking at the 2014 SPAA SMSF National Conference in Brisbane this morning ASIC commissioner Greg Tanzer responded to industry concern that the regulator was planning to mandate a minimum balance. "We are not trying to specify ...