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Showing 11 - 20 of 119 results for "Greg Tanzer"

ASIC accepts EU from My Adviser

KERRIE SYDEE  |  WEDNESDAY, 24 AUG 2016
... had commenced paying remediation to clients of Arion. More than $2 million has been paid to date. ASIC commissioner Greg Tanzer said: "All licensees must ensure that its representatives comply with the best interests obligations and where that doesn't ...

ASIC compensation plummets despite surveillance success

ALEX BURKE  |  MONDAY, 8 AUG 2016
... Australia's markets remain a level playing field for all investors," ASIC commissioner Cathie Armour said. ASIC commissioner Greg Tanzer added: "ASIC is working hard to maintain trust and confidence in Australia's financial services industry. "This report ...

PMIIG licence cancelled

MARK SMITH  |  FRIDAY, 5 AUG 2016
... financial services market. ASIC will take action when AFS licensees fail to meet their obligations," ASIC commissioner Greg Tanzer said. PMIIG has the right to appeal to the Administrative Appeals Tribunal for a review of ASIC's decision. The cancellation ...

ASIC takes Macquarie to court over van Eyk fund

ALEX BURKE  |  THURSDAY, 23 JUN 2016
... and Macquarie will now go to court to determine adequate penalties. Commenting on the proceedings, ASIC commissioner Greg Tanzer said: "The Corporations Act places important obligations on responsible entities which protect the interests of investors. ...

ASIC cancels AFSL of wholesale fund manager

KERRIE SYDEE  |  WEDNESDAY, 1 JUN 2016
... seriously as they are important to ensure we have efficient well-functioning financial markets," ASIC commissioner Greg Tanzer said. "ASIC can and does hold gatekeepers to account to ensure investors can have confidence in our financial system." In a ...

ASIC releases 2016 enforcement report

KERRIE SYDEE  |  THURSDAY, 31 MAR 2016
... infrastructure and training to support its intelligence capabilities. Commenting on the enforcement report, ASIC commissioner Greg Tanzer said, "ASIC does everything in its power to detect and take action against those who break the law, to ensure consumers ...

ASIC calls out weak conflict policy in vertical business

ALEX BURKE  |  WEDNESDAY, 23 MAR 2016
... this, and previous reviews, revealing good examples of companies committed to conflicts management," ASIC commissioner Greg Tanzer said. "However, it is clear that some organisations adopt a generic template conflicts policy, with no demonstrated commitment ...

Regulators coordinating efforts to protect super

MARK SMITH  |  THURSDAY, 18 FEB 2016
... Taxation Office (ATO) commissioner Chris Jordan and Australian Securities and Investments Commission (ASIC) commissioner Greg Tanzer said cooperation between the two bodies had never been stronger and both were putting significant resources towards the ...

ASIC slams ex-Macquarie agri chief for fake family office

ALEX BURKE  |  TUESDAY, 16 FEB 2016
... in a position of responsibility and that general deterrence is an important factor in this case. ASIC commissioner Greg Tanzer added, "The deceptive conduct of Mr Hornibrook was not inadvertent nor was it the result of a momentary lapse. "It was committed ...

ASIC forms its views on MySuper dashboards

DARREN SNYDER  |  FRIDAY, 11 DEC 2015
... of a superannuation fund's portfolio holdings to assets held directly and by associated entities. ASIC commissioner Greg Tanzer said for a dashboard to be effective it must be useful to as wide an audience as possible. "This testing should be helpful ...