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Showing 61 - 70 of 119 results for "Greg Tanzer"

ASIC concerned over "pockets" of poor SMSF advice

LAURA MILLAN  |  MONDAY, 2 SEP 2013
... involve recommendations that self-managed super fund (SMSF) investors gear into real property. ASIC's commissioner Greg Tanzer said that the regulator has identified examples of poor SMSF advice across the industry through its SMSF taskforce headed by ...

ASIC wants more adviser record-keeping rules

LAURA MILLAN  |  THURSDAY, 1 AUG 2013
... will take a measured approach where inadvertent breaches arise, or system changes are underway," ASIC commissioner Greg Tanzer said. "However, where we find deliberate and systemic breaches we will take stronger regulatory action."

ASIC seeks to wind up of LM mortgage income fund

MARK SMITH  |  FRIDAY, 19 JUL 2013
... sought orders for FMIF to be wound-up and PricewaterhouseCoopers be appointed as the receivers. ASIC commissioner Greg Tanzer said this was the most efficient and cost effective way to provide the best chance of achieving the maximum return for investors. ...

Bell Potter adviser banned for dishonest conduct

JAMES FERNYHOUGH  |  TUESDAY, 16 JUL 2013
... bond. The amount of money involved in his actions amounted to more than $1.7 million, ASIC said. ASIC Commissioner Greg Tanzer said: "ASIC is all about ensuring investors and consumers can be confident and informed and a big part of this is making sure ...

BT overcharged customers, refunds $2.3m

LAURA MILLAN  |  TUESDAY, 2 JUL 2013
... to all platform operators to remind them of their significant breach of reporting obligations," ASIC Commissioner Greg Tanzer said. Since May 2013, BT has been contacting affected customers and, where appropriate, compensating them. All customers affected ...

ASIC increases NTA requirements for custodians

JAMES FERNYHOUGH  |  MONDAY, 1 JUL 2013
... superannuation. "There is a degree of risk associated with providing any custodial or asset holding service," ASIC Commissioner Greg Tanzer said. "Investors must be confident that these important gatekeepers, who are responsible for safekeeping other ...

ASIC updates MIS guidance

LAURA MILLAN  |  THURSDAY, 6 JUN 2013
... requirements. The updated policy guidance provides clarity to operators of schemes and their advisers, ASIC commissioner Greg Tanzer said. The document focuses on the steps to acquire an interest in the scheme and the powers and rights of the responsible ...

Former Bell Potter adviser sentenced to 5 years jail

LAURA MILLAN  |  THURSDAY, 23 MAY 2013
... a month involving a financial adviser who has exploited client accounts in a deceptive fashion," ASIC commissioner Greg Tanzer said.

Some auditors won't be counted

BEN COLLINS  |  FRIDAY, 15 FEB 2013
... Association of Australia (SPAA) annual conference in Melbourne, Australian Securities & Investments Commission (ASIC) boss Greg Tanzer said that while discretion would be applied on a case-by-case basis, the new regime was design to raise standards ...

Don't forget to remind DB members: ASIC

MARK SMITH  |  MONDAY, 21 JAN 2013
... is a funding shortfall and the employer is unwilling or unable to meet shortfall amounts," said ASIC commissioner Greg Tanzer. Many investors in defined benefit funds may not be aware that their ultimate benefit is affected by the capacity of their fund ...