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Showing 1 - 10 of 28 results for "Futures Commission"

Superhero board signs former ASIC boss

CASSANDRA BALDINI  |  WEDNESDAY, 25 MAY 2022
... on International Financial Systems. He has also previously led the Hong Kong regulator, the Securities and Futures Commission. He has over 20 years of experience in leadership roles across financial markets, regulation, law, and academia - both internationally ...

Local fund manager expands in Asia

KANIKA SOOD  |  THURSDAY, 11 MAR 2021
... further options and two call options. Subject to approval from Monetary Authority of Singapore and Securities and Futures Commission in Hong Kong, Auctus will increase the Odyssey stake to 20% (second tranche) via a mix of shares via cash, and a share ...

Global Financial Innovation Network launches

KARREN VERGARA  |  FRIDAY, 1 FEB 2019
... the: Financial Conduct Authority of the UK, Ontario Securities Commission of Canada, Hong Kong Securities and Futures Commission, Monetary Authority of Singapore and Consumer Financial Protection Bureau of the US. GFIN also aims to act as a network for ...

BEAR should be expanded, ASIC included: Shipton

JAMIE WILLIAMSON  |  FRIDAY, 23 NOV 2018
... responsibilities, Orr asked why there are no non-executive members. This is in contrast to the FCA, the Securities and Futures Commission in Hong Kong, the ACCC, the UK's Competition and Markets Authority and the Reserve Bank, she added. "There are concerns ...

Former Olympian to lead investment house

KARREN VERGARA  |  FRIDAY, 26 OCT 2018
... part of the transaction, it said. Completion of the transaction is subject to approval from the Securities and Futures Commission of Hong Kong and internal restructuring by Ascalon. It is expected to be finalised in March 2019.

BT Financial Group divests Ascalon

JAMIE WILLIAMSON  |  FRIDAY, 28 SEP 2018
... growth expected in the ESG space. Completion of the transaction is subject to approval from the Securities and Futures Commission of Hong Kong and internal restructuring by Ascalon. It is expected to be finalised in March 2019.

Asset management services provider expands to Australia

KARREN VERGARA  |  WEDNESDAY, 24 JAN 2018
... management services in Australia. Blackwell Global Hong Kong attained a licence via the Hong Kong Securities and Futures Commission to issue asset management services relating to listed stocks, fixed income and mutual funds. In addition to the Australian ...

ASIC brings in disclosure expert to review RG97

ALEX BURKE  |  WEDNESDAY, 29 NOV 2017
... International Organisation of Pensions Supervisors technical committee, a member of the Hong Kong Securities and Futures Commission's product advisory committee and was an ASIC director from 1990 to 2002. During his time at ASIC, McShane played a key ...

HSBC cops historic fine for Lehman-linked failures

JAMIE WILLIAMSON  |  WEDNESDAY, 22 NOV 2017
... failures in the lead up to the GFC. Hong Kong's Securities and Futures Appeals Tribunal upheld the Securities and Futures Commission's 2015 disciplinary action against HSBC Private Bank (Suisse) SA's Hong Kong branch in relation to the sale of derivative ...

Government names new ASIC chair

ALEX BURKE  |  TUESDAY, 17 OCT 2017
... also executive director, intermediaries supervision and licensing division at the Hong Kong Securities and Futures Commission, and headed up Goldman Sachs' Asian hedge fund consultancy business. He has also held roles at Eurekahedge Advisers, Desdner ...
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