Search Results | Showing 1 - 10 of 28 results for "Futures Commission" |
| | ... on International Financial Systems. He has also previously led the Hong Kong regulator, the Securities and Futures Commission. He has over 20 years of experience in leadership roles across financial markets, regulation, law, and academia - both internationally ... |
| | | ... further options and two call options. Subject to approval from Monetary Authority of Singapore and Securities and Futures Commission in Hong Kong, Auctus will increase the Odyssey stake to 20% (second tranche) via a mix of shares via cash, and a share ... |
| | | ... the: Financial Conduct Authority of the UK, Ontario Securities Commission of Canada, Hong Kong Securities and Futures Commission, Monetary Authority of Singapore and Consumer Financial Protection Bureau of the US. GFIN also aims to act as a network for ... |
| | | ... responsibilities, Orr asked why there are no non-executive members. This is in contrast to the FCA, the Securities and Futures Commission in Hong Kong, the ACCC, the UK's Competition and Markets Authority and the Reserve Bank, she added. "There are concerns ... |
| | | ... part of the transaction, it said. Completion of the transaction is subject to approval from the Securities and Futures Commission of Hong Kong and internal restructuring by Ascalon. It is expected to be finalised in March 2019. |
| | | ... growth expected in the ESG space. Completion of the transaction is subject to approval from the Securities and Futures Commission of Hong Kong and internal restructuring by Ascalon. It is expected to be finalised in March 2019. |
| | | ... management services in Australia. Blackwell Global Hong Kong attained a licence via the Hong Kong Securities and Futures Commission to issue asset management services relating to listed stocks, fixed income and mutual funds. In addition to the Australian ... |
| | | ... International Organisation of Pensions Supervisors technical committee, a member of the Hong Kong Securities and Futures Commission's product advisory committee and was an ASIC director from 1990 to 2002. During his time at ASIC, McShane played a key ... |
| | | ... failures in the lead up to the GFC. Hong Kong's Securities and Futures Appeals Tribunal upheld the Securities and Futures Commission's 2015 disciplinary action against HSBC Private Bank (Suisse) SA's Hong Kong branch in relation to the sale of derivative ... |
| | | ... also executive director, intermediaries supervision and licensing division at the Hong Kong Securities and Futures Commission, and headed up Goldman Sachs' Asian hedge fund consultancy business. He has also held roles at Eurekahedge Advisers, Desdner ... |
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