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Showing 1 - 5 of 5 results for "Financial Wisdom Limited"

CBA offers more than $4m in compensation

KERRIE SYDEE  |  THURSDAY, 2 JUN 2016
... that there have been "several challenges associated with the collection of advice files" especially for Financial Wisdom Limited customers of former Financial Wisdom Limited advisers who have moved on to new roles.

CBA's advice review compensates 19 clients

LAURA MILLAN  |  WEDNESDAY, 30 SEP 2015
... has been made in retrieving customer files of CFPL customers, the retrieval of files for customers of [Financial Wisdom Limited] FWL advisers remains a challenge for the Bank." Promontory said that as of 19 August CBA "was still retrieving hard-copy ...

Financial Wisdom to face class action for poor advice

LAURA MILLAN  |  MONDAY, 16 JUN 2014
... obligation under the [CBA Financial Planning enforceable undertaking] CFP EU to remediate advice given by Financial Wisdom Limited advisers because the CFP EU applied to CFP only." CBA informed that cases where customers were not offered compensation ...

Financial Wisdom on target to exceed 400 advisers

Financial Wisdom Limited's Western Australia division has picked up several financial services practices in recent months, which they predict will push their number of authorised representative advisers to over 400 by the end of 2005. The recent acquisitions ...

ASIC rubs out financial planner for two years

... comply with these laws in the future. Rosewell's misconduct occurred when he was a representative of Financial Wisdom Limited between July 1992 and July 2004, operating under his own business Financial Foundations. His licence was revoked by Financial ...
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