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Showing 1 - 10 of 79 results for "Downing Centre"

Former adviser incurs additional charges for dishonest conduct

RIDDHIMA TALWANI  |  FRIDAY, 6 MAR 2026
... relation to a financial product and one charge of the same offence committed by proxy. Cuthbertson appeared at Downing Centre Local Court on 10 February 2026, where the additional charges were laid. The matter was adjourned to 14 April 2026 for committal ...

Aussie Olympian's brother pleads guilty for role in global scam

ELIZA BAVIN  |  WEDNESDAY, 28 JAN 2026
... penalty in the Local Court of one year imprisonment, a fine of $12,600, or both. The matter is next listed in the Downing Centre Local Court on 10 February 2026 for mention to obtain a sentencing date. The matter is being prosecuted by the CDPP following ...

Former adviser charged over clients' near $1m loss

MATTHEW WAI  |  WEDNESDAY, 30 JUL 2025
... (PWM), Professional Wealth Management Services (PWMS) and Professional Wealth Investments (PWI) appeared in the Downing Centre Local Court yesterday on six charges of dishonest conduct in relation to a financial product, contrary to s 1041G of the Corporations ...

Former Sydney adviser sentenced to three years

MATTHEW WAI  |  MONDAY, 19 MAY 2025
... Valvo, who doubled as a comedian, was sentenced to three years imprisonment. Valvo's sentence was handed down in Downing Centre District Court in February, but was suspended upon several conditions including that he would comply with the conditions of ...

Director pleads guilty to 'dishonestly' obtaining near $1m

MATTHEW WAI  |  TUESDAY, 17 SEP 2024
... Trading Capital (OTC) has yesterday admitted he dishonestly obtained a financial advantage by deception in the Downing Centre District Court. Mark McCabe has pleaded guilty to three offences contravening s192e(1)(b) Crimes Act 1900 (NSW) (Crimes Act) ...

Former adviser slapped with 12 charges

KARREN VERGARA  |  WEDNESDAY, 3 APR 2024
... counts of dishonest conduct for falsifying clients' documents to access their superannuation accounts. The Downing Centre Local Court yesterday slapped the charges on David Mario Valvo while running his practice Your Financial Freedom. ASIC alleged ...

Director facing $13k fine in first of its kind action from ASIC

ELIZA BAVIN  |  MONDAY, 25 MAR 2024
... identification number (director ID). ASIC did not name the director, but said on March 19 the person appeared in Downing Centre Local Court to be formally charged with one count of contravening section 1272C(1) of the Corporations Act 2001 by failing ...

BBY manager charged with aiding and abetting

KARREN VERGARA  |  WEDNESDAY, 29 NOV 2023
... the transaction instructions had the intention of funding a corporate payment. Sydney-based Yuen appeared in the Downing Centre Local Court on November 28. The matter was adjourned for further mention on 6 February 2024. As this matter is being prosecuted ...

BBY chief charged with aiding and abetting fraud

KARREN VERGARA  |  TUESDAY, 10 OCT 2023
... been charged with several offences which include aiding and abetting fraud and could face lengthy jail time. The Downing Centre Local Court charged Arunesh Narain Maharaj after ASIC alleged that he aided, abetted, counselled or procured offences by another ...

Former Big Un executive smacked with insider trading charge

ANDREW MCKEAN  |  WEDNESDAY, 14 JUN 2023
... then, the maximum sentence has increased to 15 years imprisonment. The matter has been listed for mention at the Downing Centre Local Court on July 25. In February, ASIC commenced legal proceedings against former Big Un chief executive Richard Evertz. ...
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