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Showing 51 - 60 of 79 results for "Downing Centre"

Adviser charged with fraud

ELISE BURGESS  |  THURSDAY, 10 NOV 2011
... fraud in court this week following an ASIC investigation. James Patrick Hobson, a senior financial adviser, faced Downing Centre Local Court for allegations that he defrauded four clients of more than $300,000 and attempted to defraud one of $120,000 ...

Former company director pleads guilty to dishonest conduct

CLAIRE MCGREAL  |  THURSDAY, 6 OCT 2011
... or both. Finnigan's bail conditions continue and he must report to police twice a week. The case is back before Downing Centre District Court on December 2.

ASIC: Former Bell Potter adviser charged

RACHEL DAVIS  |  WEDNESDAY, 28 SEP 2011
... imprisonment, a $220,000 fine or both, for each charge. Donald was legally represented but unable to attend Sydney's Downing Centre Local Court on Tuesday, 27 September 2011 when the matter was mentioned. The matter was adjourned until 25 October 2011. ...

Australian Capital Reserve directors plead guilty

MATT WOODINGTON  |  TUESDAY, 30 AUG 2011
... 59 cents in the dollar through a deed of company arrangement with EPG and ACR. Sentencing will take place at the Downing Centre District Court on October 20 2011.

Bans hit bad planners: ASIC

ALISON BEVEGE  |  THURSDAY, 12 MAY 2011
... from providing financial services for life in December 2009 after investigating. Brown appeared on Tuesday in the Downing Centre Local Court where he pleaded guilty and was granted conditional bail, ASIC said. He will be sentenced on May 20. It has been ...

Former Astarra investment manager pleads guilty

ELISE BURGESS  |  MONDAY, 7 FEB 2011
... 2009, valued then at $426 million. In December last year Richards plead guilty to the same charges in Sydney's Downing Centre local court. Richard, a Canadian national, is currently on bail.

Astarra director faces five years jail, $220k fine

ASIC RELEASE  |  WEDNESDAY, 8 DEC 2010
... business, and admitted a third charge of making false statements in relation to financial products, in Sydney's Downing Centre Local Court yesterday. ASIC alleged, among other things, that Richard was involved in causing the Astarra Strategic Fund and ...

ASIC charges ACR directors

ASIC RELEASE  |  TUESDAY, 27 APR 2010
... a "true and fair view of the financial position", when it wasn't the case. The matter is expected to return to Downing Centre Local Court next month.

Westpoint exec faces court

ASIC RELEASE  |  WEDNESDAY, 7 OCT 2009
... appeared in court following two criminal charges brought by ASIC. Rundle, of Perth, Western Australia, appeared in the Downing Centre Local Court, Sydney, yesterday in relation to two criminal charges brought by the Australian Securities and Investments ...

ASIC cracks down on Hafoka

MEDIA RELEASE  |  WEDNESDAY, 11 MAR 2009
Sonatane Haitoni Hafoka of Shalvey, New South Wales, has faced the Downing Centre Local Court on charges of aiding and abetting the trustee of a dishonest self-managed super fund. Hafoka was brought by ASIC under the Superannuation Industry (Supervision) ...