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Showing 61 - 70 of 79 results for "Downing Centre"

SMSF trustee fails sole purpose test

RUTH LIEW  |  WEDNESDAY, 12 NOV 2008
... early access to funds and pocketed $685,000 in commissions. Little, of Castlecrag, New South Wales, appeared in the Downing Centre Local Court after being charged under sections 62 and 202 of the SIS Act. ASIC found he had failed to ensure a self-managed ...

SMSF trustee faces criminal charges

RUTH LIEW  |  WEDNESDAY, 6 AUG 2008
... self-managed superannuation fund under the Superannuation Industry (Supervision) Act 1993 Act. The matter returns to the Downing Centre Local Court on 19 August 2008.

Another HIH exec faces the music

HAMISH MADDEN  |  THURSDAY, 7 SEP 2006
... publicised collapse of Australia's second-biggest insurer at the time. Frederick Lo was ordered to appear in Sydney's Downing Centre Local Court to face four charges brought after an Australian Securities and Investments Commission (ASIC) investigation ...

Unlicensed financial adviser caught out

... investors to recover their funds. The Commonwealth Director of Public Prosecutions is prosecuting Maxwell in the Downing Centre Local Court. If found guilty Maxwell faces a pecuniary penalty, or up to two years imprisonment, or both.

ASIC commences proceedings against Sydney firm, broker

AAP  |  FRIDAY, 13 AUG 2004
... Australian insurer, with the intention of obtaining nearly $2,000. Anthony pleaded not guilty to both charges in the Downing Centre Local Court on August 10. He is due to reappear on September 21. ASIC said its investigation into the matter was conti ...

Former managing director of FOGI to stand trial

AAP  |  WEDNESDAY, 31 MAR 2004
... investors. Robert Geoffrey Walker, the former head of Financial Options Group Incorporated (FOGI), was committed in the Downing Centre Local Court to stand trial on deception charges brought by the Australian Securities and Investments Commission (ASIC). ...

FOGI director charged with 21 criminal offences

Robert Geoffrey Walker, a former director of Financial Options Group Incorporated (FOGI), appeared in the Downing Centre Local Court in Sydney yesterday, charged with 21 counts of deception under the Crimes Act (NSW), following his arrest by the Australian ...

Two disqualified directors sentenced following ASIC probe

... sentencing relates to Patricia Ellen Kenna, who last week was fined $700 and ordered to pay court costs in the Downing Centre Local Court, after pleading guilty to one count of managing a corporation whilst disqualified. On 16 March 2000 Ms Kenna was ...

ASIC investigation yields yet another accused director

Former company director Karl Suleman today appeared in the Downing Centre Local Court in Sydney and was committed to stand trial on four fraud charges arising from an investigation by the Australian Securities and Investments Commission (ASIC). The ...

Former Bridges manager sentenced to jail

... sentenced to two and a half years jail, to be released after serving six months. Mr Lister was sentenced in Sydney's Downing Centre District Court after pleading guilty to 60 counts of dishonestly or improperly using his position. The former manager ...