Newspaper icon
The latest issue of Financial Standard now available as an e-newspaper
READ NOW

Search Results

Showing 31 - 40 of 79 results for "Downing Centre"

CommInsure cops $700k hawking fine

HARRISON WORLEY  |  THURSDAY, 28 NOV 2019
... maximum total penalty would have been $10,962,000. In handing down her sentence, Magistrate Atkinson of Sydney's Downing Centre Local Court said there was a "significant need for deterrence" and added those who market and sell insurance products ...

ASIC drags former adviser to court

HARRISON WORLEY  |  THURSDAY, 17 OCT 2019
... totaling $1.865 million. The court adjourned the matter until December 17, when it will then be mentioned in the Downing Centre Local Court in Sydney. In January the Federal Court slammed Miller with a 25-year ban for advising SMSFs and other CFS Private ...

CommInsure charged over hawking

HARRISON WORLEY  |  FRIDAY, 4 OCT 2019
... "CMLA reported breaches of anti-hawking provisions to ASIC." The case will be first mentioned on November 19 at the Downing Centre Local Court in Sydney. CommInsure was recently sold to Hong Kong-based insurance giant AIA, though delays in the deal's ...

ASIC bans adviser over super theft

ELIZABETH MCARTHUR  |  THURSDAY, 23 MAY 2019
... reports lodged by liquidators to make its decision to ban McSweeny. In December last year, McSweeny appeared in Downing Centre Local Court in Sydney facing 20 charges related to conduct while he was director of one of the 14 companies, Wealth Achievers. ...

Former adviser charged over super theft

JAMIE WILLIAMSON  |  WEDNESDAY, 19 DEC 2018
... dishonesty offences after stealing clients' superannuation savings for his own use. Daniel McSweeny appeared in Downing Centre Local Court in Sydney this week facing 20 charges relating to dishonest conduct while he was director of Wealth Achievers. ...

Charges laid in ANZ criminal cartel conduct case

KANIKA SOOD  |  TUESDAY, 5 JUN 2018
... and on that basis the bank intends to defend both the company and our employee." The matter is listed before the Downing Centre Local Court in Sydney on 3 July 2018.

ASIC employee faces court

KERRIE SYDEE  |  FRIDAY, 11 NOV 2016
An ASIC employee has faced Sydney's Downing Centre Local Court faced with two charges following an investigation by the Australian Federal Police. Mahmoud Daher was charged with unauthorised access to restricted data contrary to subsection 478.1(1) ...

Another former AMP planner cops ban

JAMIE WILLIAMSON  |  WEDNESDAY, 21 SEP 2016
... resulted in a former Sydney investment banker being charged. Darren Wayne Thompson pleaded not guilty yesterday in Downing Centre Local Court to 11 counts of procuring insider trading. It is alleged that Thompson, formerly a vice president in the investment ...

ASIC bans fraudulent broker

JAMIE WILLIAMSON  |  TUESDAY, 13 SEP 2016
... skis on behalf of clients. Farias pleaded guilty to three charges of loan fraud in the NSW Local Court in Sydney's Downing Centre in March, admitting to unlawfully receiving $96,270 in loan funds and $10,349 in commissions from a credit provider. As ...

AAT upholds ASIC adviser ban

KERRIE SYDEE  |  FRIDAY, 12 AUG 2016
... of making false statements, making false documents and using false documents in home loan applications in Sydney Downing Centre Local Court on 7 July 2015. Sahay was convicted and sentenced to 350 hours of community service work, and on 22 October 2015 ...