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Showing 1 - 10 of 555 results for "Alan"

ASIC clamps down on advisers, trustees cold calling

KARREN VERGARA  |  TUESDAY, 7 MAY 2024
... calculators, which give consumers the impression their existing superannuation fund is underperforming. ASIC commissioner Alan Kirkland said some of these cold-calling operators are pressuring consumers in critical retirement-saving years to move their ...

Court approves $16m DASS settlement

KARREN VERGARA  |  FRIDAY, 19 APR 2024
... advice that did not consider clients' particular needs or entire financial circumstances. Former E&P chief executive Alan Dixon and former director Christopher Brown were also named in the lawsuit led by Shine Lawyers. Shine Lawyers is set to receive ...

Court delays DASS class action settlement approval

KARREN VERGARA  |  FRIDAY, 5 APR 2024
... more information. The class action led by Shine Lawyers, which was also brought against former Dixon Advisor chief executive Alan Dixon and former director Christopher Brown, sought redress for bad advice provided in relation to the Masters Residential ...

ASIC warns it can't take action on every case of misconduct

ELIZA BAVIN  |  THURSDAY, 21 MAR 2024
Australian Securities and Investments Commission (ASIC) commissioner Alan Kirkland has admitted the regulator can't fight every battle of misconduct, but that doesn't mean it's not watching. Speaking at the Blockchain APAC Policy Week event, Kirkland ...

Perpetual, Pendal combine multi-asset capabilities

JAMIE WILLIAMSON  |  MONDAY, 18 MAR 2024
... at Perpetual, Michael O'Dea. Also on the team is Matt Sherwood, David Hudson, Geoff Ryan, Russell Turner, Rema Elias, Alan Polley, Rita Bodrina and Ken Phang. As a result of the decision, Pendal's head of multi asset Michael Blayney is leaving ...

DASS settlement pending court approval, victims urged to claim

KARREN VERGARA  |  WEDNESDAY, 28 FEB 2024
... advice that did not consider clients' particular needs or entire financial circumstances. Former E&P chief executive Alan Dixon and former director Christopher Brown were also named in the lawsuit. In an update to the ASX, E&P said that if the conditional ...

Super funds convene with assistant treasurer

ANDREW MCKEAN  |  MONDAY, 26 FEB 2024
... individuals, families, and communities - harms that can negatively affect overall community wellbeing, ASIC commissioner Alan Kirkland said.

Magellan names Rahmani as new chief, reports NPAT lift

JAMIE WILLIAMSON  |  THURSDAY, 15 FEB 2024
... plans to launch the Magellan Unconstrained Fund to retail investors. A global equities strategy, the fund will be managed by Alan Pullen and has been running for about two years. The group said the fund will provide investors with optionality depending ...

Adviser registration deadline moves to February 16

KARREN VERGARA  |  FRIDAY, 19 JAN 2024
... will focus its efforts on enforcing the registration regime and take regulatory action where necessary. ASIC commissioner Alan Kirkland said failure to comply could incur significant consequences for unregistered financial advisers who continue to provide ...

HSBC launches local venture debt offering

CASSANDRA BALDINI  |  MONDAY, 27 NOV 2023
... includes anything from software-as-a-service companies to climate tech. HSBC tech sector lead for Australia and New Zealand Alan Watters told Financial Standard the bank has already provided venture debt to two Australian start-ups using its US balance ...
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