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Showing 31 - 40 of 613 results for "Alan"

ASIC puts 18 finfluencers on notice amid global campaign

JAMIE WILLIAMSON  |  THURSDAY, 12 JUN 2025
... credibility. Check their credentials and whether they're licensed or authorised, before checking your money out," ASIC commissioner Alan Kirkland said. "We are seeing a pattern where these unlicensed finfluencers invite consumers to join their closed ...

Alternative real estate investment manager launches new fund

ANDREW MCKEAN  |  WEDNESDAY, 7 MAY 2025
... established to cater to the growing appetite from ASEAN investors in Australian real estate private credit. Zagga chief executive Alan Greenstein reported "strong demand" from investors across the ASEAN region, though noted that many are yet to discover ...

Equity Story to buy advisory firm Baker Young

ANDREW MCKEAN  |  TUESDAY, 22 APR 2025
... accounts. The Baker Young brand will be retained as a division within Equity Story, with co-founders and joint managing directors Alan Young and David Baker set to remain with the business key roles to support of smooth transition. Equity Story said ...

ASIC asks for input on reportable situations, IDR dashboards

JAMIE WILLIAMSON  |  THURSDAY, 10 APR 2025
... this data at firm level, further encouraging confident and informed participation in the financial system," commissioner Alan Kirkland said. The reportable situations data published would include significant breaches of core obligations and situations ...

Three AFS licensees pinged over compliance breaches

ANDREW MCKEAN  |  WEDNESDAY, 9 APR 2025
... for financial advisers and working to raise awareness with licensees and relevant providers. In January, ASIC commissioner Alan Kirkland warned that a failure to comply with the registration requirement could incur significant consequences for unregistered ...

FSCP deregisters adviser for two years

KARREN VERGARA  |  WEDNESDAY, 12 FEB 2025
... I expect that we'll release the findings from this work in the second half of this calendar year," ASIC commissioner Alan Kirkland told a recent event.

Jones flags drafting of Tranche 2 legislation

KARREN VERGARA  |  TUESDAY, 11 FEB 2025
... financial advisers who are striving to meet the education standard by the deadline of 1 January 2026." ASIC commissioner Alan Kirkland, who also spoke at the event, said one of ASIC's key priorities this year is to curb financial advice misconduct that ...

Magellan unveils refreshed leadership, investment team

JAMIE WILLIAMSON  |  THURSDAY, 30 JAN 2025
... particularly in the high-net-worth channel." The Magellan Global Fund will now be led by co-portfolio managers Arvid Streimann and Alan Pullen. Pullen was appointed to the portfolio management team for global equities in September 2024, having previously ...

Oaktree veteran jumps to Avari

ELIZABETH FRY  |  THURSDAY, 16 JAN 2025
... Authority before moving to Macquarie, where he was a senior analyst in the risk management group. Avari Capital was founded by Alan Liao in 2014. Having begun investing in small residential and industrial projects with loyal first investors to acquiring ...

Bennelong secures first trustee mandate

ELIZA BAVIN  |  TUESDAY, 14 JAN 2025
... predominantly in the industrial and resources sectors and across global markets. Bennelong relationship manager, trustee services Alan O'Brien said partnering with Paragon was a great first step in the company's outsourced RE capabilities rollout. "We've ...