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Showing 31 - 40 of 609 results for "Alan"

Three AFS licensees pinged over compliance breaches

ANDREW MCKEAN  |  WEDNESDAY, 9 APR 2025
... for financial advisers and working to raise awareness with licensees and relevant providers. In January, ASIC commissioner Alan Kirkland warned that a failure to comply with the registration requirement could incur significant consequences for unregistered ...

FSCP deregisters adviser for two years

KARREN VERGARA  |  WEDNESDAY, 12 FEB 2025
... I expect that we'll release the findings from this work in the second half of this calendar year," ASIC commissioner Alan Kirkland told a recent event.

Jones flags drafting of Tranche 2 legislation

KARREN VERGARA  |  TUESDAY, 11 FEB 2025
... financial advisers who are striving to meet the education standard by the deadline of 1 January 2026." ASIC commissioner Alan Kirkland, who also spoke at the event, said one of ASIC's key priorities this year is to curb financial advice misconduct that ...

Magellan unveils refreshed leadership, investment team

JAMIE WILLIAMSON  |  THURSDAY, 30 JAN 2025
... particularly in the high-net-worth channel." The Magellan Global Fund will now be led by co-portfolio managers Arvid Streimann and Alan Pullen. Pullen was appointed to the portfolio management team for global equities in September 2024, having previously ...

Oaktree veteran jumps to Avari

ELIZABETH FRY  |  THURSDAY, 16 JAN 2025
... Authority before moving to Macquarie, where he was a senior analyst in the risk management group. Avari Capital was founded by Alan Liao in 2014. Having begun investing in small residential and industrial projects with loyal first investors to acquiring ...

Bennelong secures first trustee mandate

ELIZA BAVIN  |  TUESDAY, 14 JAN 2025
... predominantly in the industrial and resources sectors and across global markets. Bennelong relationship manager, trustee services Alan O'Brien said partnering with Paragon was a great first step in the company's outsourced RE capabilities rollout. "We've ...

JBWere partners to launch fixed income funds

MATTHEW WAI  |  TUESDAY, 17 DEC 2024
... also impacted JBWere chief investment officer Sally Auld, but she has since been appointed successor to NAB chief economist Alan Oster who is set to retire.

Trustees, advisers have 'insufficient focus' on performance

ELIZA BAVIN  |  WEDNESDAY, 4 DEC 2024
ASIC commissioner Alan Kirkland had told financial advisers and superannuation trustees that more needs to be done to ensure better retirement outcomes for Australians. It comes after ASIC released its superannuation choice products and their focus ...

Half of advice, super complaints result in no remedy

ELIZA BAVIN  |  WEDNESDAY, 4 DEC 2024
... complaints to report for the full-year period. "This number is higher than ASIC expected," the report said. ASIC commissioner Alan Kirkland said it is important for firms to foster a positive complaints management culture, including a focus on gathering ...

Sally Auld to take on chief economist role at NAB

ELIZA BAVIN  |  TUESDAY, 3 DEC 2024
Alan Oster will retire from NAB as chief economist after 32 years in the role, with Sally Auld set to replace him. Oster, who will finish at NAB at the end of March 2025, joined NAB in 1992 and built a respected economics function, the bank said. NAB ...