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Showing 51 - 60 of 613 results for "Alan"

ASIC issues warning over shoddy DDO practices

JAMIE WILLIAMSON  |  TUESDAY, 10 SEP 2024
... issuers and distributors to reflect on the report's findings and improve their distribution practices," ASIC commissioner Alan Kirkland said.

E&P free of legacy issues, FUA jumps 26%

KARREN VERGARA  |  FRIDAY, 30 AUG 2024
... effectively wiped its hands from the fallout of Dixon Advisory. "Consequently, the Shine Proceeding was dismissed against E&P, Mr Alan Dixon and Mr Christopher Brown, and permanently stayed against DASS, without admission of any liability," Keeble said. ...

FEAL names Fund Executive of the Year

MATTHEW WAI  |  FRIDAY, 2 AUG 2024
In its 23rd year of running, the award recipient was announced at an event in Melbourne last night. Brighter Super chief executive Kate Farrar was awarded Fund Executive Association Limited's (FEAL) Fund Executive of the Year Award. Farrar was recognised ...

ASIC calls out licensees: 'We will take action'

ELIZA BAVIN  |  THURSDAY, 20 JUN 2024
Australian Securities and Investments Commission (ASIC) commissioner Alan Kirkland issued a blunt warning to licensees not meeting their obligations. Speaking at an industry event, Kirkland said the regulator has spent two years warning licensees to ...

GSFM and Tribeca part ways after 16 years

ELIZA BAVIN  |  MONDAY, 3 JUN 2024
GSFM and Tribeca Investment Partners have parted ways, effective June 1, after being in partnership since 2008. GSFM chief executive Damien McIntyre emailed staff and clients on May 31 to deliver the news, which he said was a mutual decision. "From ...

Australians selling assets over seeking help: ASIC

ELIZA BAVIN  |  MONDAY, 3 JUN 2024
... rather sell their personal belongings or get a second job rather than seek financial hardship assistance," ASIC commissioner Alan Kirkland said. "Customers in hardship are entitled under the law to request assistance. These findings should be top of ...

GSFM to distribute new strategy in Australia

ANDREW MCKEAN  |  MONDAY, 27 MAY 2024
Investment fund distributor GSFM has partnered with Alantra Asset Management to bring its €1.3 billion listed European small and mid-cap strategy (EQMC) to Australia. The strategy will be available to institutional, wholesale, and family office investors. ...

Rahmani takes up post at Magellan

KARREN VERGARA  |  MONDAY, 13 MAY 2024
... will soon launch the Magellan Unconstrained Fund to retail investors, a global equities strategy that will be managed by Alan Pullen and has been running for about two years.

ASIC clamps down on advisers, trustees cold calling

KARREN VERGARA  |  TUESDAY, 7 MAY 2024
... calculators, which give consumers the impression their existing superannuation fund is underperforming. ASIC commissioner Alan Kirkland said some of these cold-calling operators are pressuring consumers in critical retirement-saving years to move their ...

Court approves $16m DASS settlement

KARREN VERGARA  |  FRIDAY, 19 APR 2024
... advice that did not consider clients' particular needs or entire financial circumstances. Former E&P chief executive Alan Dixon and former director Christopher Brown were also named in the lawsuit led by Shine Lawyers. Shine Lawyers is set to receive ...