The latest issue of Financial Standard now available as an e-newspaper
|Showing 1 - 10 of 100+ results for "AFSL"|
|Nearly 1700 financial advisers jumped from one practice to another in the year to August, Rainmaker's adviser movements pipeline shows. The newly launched database found 1689 advisers moved from one employer to another, while the month to August saw ...|
|... - revealing an increase in applications. The regulator revealed that between July 2020 and June 2021, ASIC received 1883 AFSL applications and ACL applications, representing a significant increase from the 1346 received in the previous financial year. ...|
|... totalling $2.9 million. WTL commenced its restructuring program in 2018 with the acquisition of Wealth Today, which holds an AFSL and provides dealer group services to financial advisers such as licensing, risk management, education and training, technical ...|
|... years with Consultum. Botte said of joining ASVWFS: "Most importantly, it was an opportunity to join a progressive, boutique AFSL with no legacy issues or anchors to the past by being technology, product and investment platform agnostic." He added that ...|
|... urging investors to be wary of investing in such crypto-assets but also to check whether the platform is licensed with and AFSL or AML or not. "If an entity is unlicensed, you are taking a risk that you will not be afforded with the investor protections ...|
|... been detected and Halifax would have been required to cease trading until sufficient capital was raised for it to meet its AFSL capital requirements. In effect, the audit failure enabled Halifax to trade while being prima facie insolvent. The clients ...|
|... offloaded Count Financial to CountPlus and terminated Financial Wisdom. AIA Financial Wellbeing will operate under a separate AFSL to AIA Australia, offering personal advice to customers of CBA with life insurance and wealth needs. Advice will be provided ...|
|... had left those super products wouldn't be charged advice fees, and that the group also contravened obligations as an AFSL to act efficiently, honestly and fairly. In a statement, AMP acknowledged the proceedings and said it became aware in 2018 that ...|
|... not fit or proper, having regard to his connection to a refusal or failure to give effect to a determination by AFCA. The AFSL was cancelled after Trade Wind FS failed to co-operate with the Australian Financial Complaints Authority (AFCA) and pay two ...|
|ASIC released more information on what financial advisers can expect from the new reference checking laws, which take effect on October 1. New protocols administered by ASIC requires a licensee recruiting a prospective financial adviser to request a ...|
Tomorrow Super is readying itself for a $5 million pre-IPO funding round, with the promise of a financial adviser friendly superannuation solution.
Investment consultant firms from across the world with US$10 trillion in assets under advice have joined together to launch a global net zero initiative.
Senator Jane Hume is warning consumers who fall victim to bad advice from finfluencers not to rely on the government for compensation.
In its submission to the inquiry into common ownership, BlackRock point out the theory behind the inquiry is "based on fundamental misconceptions", adding that any possible reforms based on ideas still under debate would be premature.
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